Article published In: Studies in Language
Vol. 49:3 (2025) ► pp.682–711
Discourse ergativity and human reference in Basque
Published online: 31 July 2025
https://doi.org/10.1075/sl.23005.egu
https://doi.org/10.1075/sl.23005.egu
Abstract
One possible usage-based motivation for ergative alignment in
grammars is the reference-establishing function shared by the sole argument of
intransitives and the patient argument of transitives. Here we test this
hypothesis, known as Preferred Argument Structure, against discourse data from
Basque, a language with ergative case marking. While we do find a
discourse-ergative distribution of lexical forms of reference, our results
suggest animacy in addition to role to be a central driver of this distribution.
Thus, syntactic position does not appear to reflect referential status directly.
This opens new avenues for exploring the specific effects of reference
management on grammar. In drawing on production data from a language with
ergative case, we also complement previous studies into discourse ergativity
that were based primarily on languages with accusative alignment in their
grammatical relations.
Article outline
- 1.Introduction
- 2.Ergativity in discourse and grammar
- 2.1The discourse functions of grammatical relations
- 2.2Accommodating discourse referents
- 2.3Challenges for the theory of discourse ergativity
- 3.Grammatical relations in Basque
- 4.Materials and methods
- 4.1The Basque Pear Film tellings
- 4.2Statistical analysis
- 5.Results
- 5.1Modeling the impact of A, P, S
- 5.2Modeling the impact of A, P, S interacting with animacy
- 5.3Dynamic distribution of lexical NPs
- 6.Discussion
- 7.Conclusion
- Acknowledgements
- Data availability
- Note
- Abbreviations
References
References (89)
Aldai, Gontzal. 2009. Is
Basque morphologically ergative?: Western Basque vs. Eastern
Basque. Studies in
Language 33(4). 783–831.
Anderson, Stephen R. 1976. On
the notion of subject in ergative
languages. In Charles N. Li (ed.), Subject
and
topic 1–24. New York: Academic Press.
Aske, Jon. 1997. Basque
word order and
disorder. Berkeley: University of California, Berkeley PhD dissertation.
Berro, Ane & Ricardo Etxepare. 2017. Ergativity
in Basque. In Jessica Coon, Diane Massam & Lisa D. Travis (eds.), The
Oxford handbook of
ergativity, 782–806. Oxfrd: Oxford University Press.
Bickel, Balthasar. 2003. Referential
density in discourse and syntactic
typology. Language 79(4). 708–736.
. 2011. Grammatical
relations
typology. In Jae Jung Song (ed.), The
Oxford handbook of language
typology, 399–444. Oxford: Oxford University Press.
Bresnan, Joan, Ash Asudeh, Ida Toivonen & Stephen Wechsler. 2015. Lexical-functional
syntax. Hoboken, NJ: Wiley-Blackwell.
Brickell, Timothy C. & Stefan Schnell. 2017. Do
grammatical relations reflect information status? Reassessing Preferred
Argument Structure theory against discourse data from
Tondano. Linguistic
Typology 21(1). 177–208.
Bürkner, Paul-Christian. 2017. brms:
An R package for Bayesian multilevel models using
Stan. Journal of Statistical
Software 80(1). 1–28.
. 2018. Advanced
Bayesian multilevel modeling with the R package
brms. The R
Journal 10(1). 395–411.
Carpenter, Bob, Andrew Gelman, Matthew D. Hoffman, Daniel Lee, Ben Goodrich, Michael Betancourt, Marcus Brubaker, Jiqiang Guo, Peter Li & Allen Riddell. 2017. Stan:
A probabilistic programming language. Journal
of Statistical
Software 76(1). 1–32.
Chafe, Wallace. 1976. Givenness,
contrastiveness, definiteness, subjects, topics, and point of
view. In Charles N. Li (ed.), Subject
and
topic, 25–55. New York: Academic Press.
(ed.). 1980. The
pear stories: Cognitive, cultural, and linguistic aspects of narrative
production. Norwood, NJ: Ablex.
. 1987. Cognitive
constraints on information
flow. In Russell S. Tomlin (ed.), Coherence
and grounding in
discourse, 21–51. Amsterdam: John Benjamins.
Comrie, Bernard. 1981. Language
universals and linguistic typology: Syntax and
morphology. Oxford: Blackwell.
Cooreman, Ann, Barbara A. Fox & Talmy Givón. 1984. The
discourse definition of ergativity. Studies
in
Language 8(1). 1–34.
Croft, William A. 2022. Morphosyntax.
Constructions of the world’s
languages. Cambridge: Cambridge University Press.
DeLancey, Scott. 1981. An
interpretation of split ergativity and related
patterns. Language, 626–657.
Dixon, Robert M. W. 1972. The
Dyirbal language of North
Queensland. Cambridge: Cambridge University Press.
. 2003a. Argument
structure. In John Du Bois, Lorraine Kumpf & William J. Ashby (eds.), Preferred
argument
structure, 11–60. Amsterdam: John Benjamins.
. 2003b. Discourse
and
grammar. In Michael Tomasello (ed.), The
new psychology of
language, Vol. 21, 47–88. Mahwah, NJ: Erlbaum.
. 2017. Ergativity
in discourse and
grammar. In Jessica Coon, Diane Massam & Lisa D. Travis (eds.), The
Oxford handbook of
ergativity, 23–57. Oxford: Oxford University Press.
Du Bois, John W. 1980. The
search for a cultural niche: Showing the Pear Film in a Mayan
community. In Wallace L. Chafe (ed.), The
Pear Stories: Cognitive, cultural, and linguistic aspects of narrative
production, 1–7. Norwood, NJ: Ablex.
Duranti, Alessandro. 1994. From
grammar to politics: Linguistic anthropology in a western Samoan
village. Berkeley: University of California Press.
Egurtzegi, Aitor, Damián E. Blasi, Ina Bornkessel-Schlesewsky, Itziar Laka, Martin Meyer, Balthasar Bickel & Sebastian Sauppe. 2022. Cross-linguistic
differences in case marking shape neural power dynamics and gaze behavior
during sentence planning. Brain and
Language 2301. 105127.
Egurtzegi, Aitor, Sebastian Sauppe, Arrate Isasi-Isasmendi, Gillen Martinez de la Hidalga, Ina Bornkessel-Schlesewsky, Matthias Schlesewsky, Itziar Laka, Martin Meyer & Balthasar Bickel. 2025. The
effect of animacy on the agent preference: Self-paced reading evidence from
Basque. Memory &
Cognition.
Etxepare, Ricardo. 2003. Valency
and argument structure in the Basque
verb. In Jose Ignacio Hualde & Jon Ortiz de Urbina (eds.), A
grammar of
Basque, 363–425. Berlin: De Gruyter Mouton.
Evans, Nicholas. 1997. Role
or cast? Noun incorporation and complex predicates in
Mayali. In Alex Alsina, Joan Bresnan & Peter Sells (eds.), Complex
predicates, 397–430. Stanford, CA: CSLI Publications.
Everett, Caleb. 2009. A
reconsideration of the motivations for preferred argument
structure. Studies in
Language 33(1). 1–24.
Fillmore, Charles J. 1977. The
case for case
reopened. In Peter Cole & Jerrold M. Sadock (eds.), Grammatical
relations, 59–82. New York: Academic Press.
Foley, William A. 2007. A
typology of information packaging in the
clause. In Timothy Shopen (ed.), Language
typology and syntactic
description, 362–446. Cambridge: Cambridge University Press.
Foley, William A. & Robert D. Van Valin, Jr. 1984. Functional
syntax and universal
grammar. Cambridge: Cambridge University Press.
Givón, Talmy. 1976. Topic,
pronoun and grammatical
agreement. In Charles N. Li (ed.), Subject
and
topic, 149–188. London: Academic Press.
. 1979. From
discourse to syntax: Grammar as a processing
strategy. In Talmy Givón (ed.), Discourse
and
syntax, 81–112. Leiden: Brill.
. 1983. Topic
continuity in
discourse. In Talmy Givón (ed.), Topic
continuity in
discourse, Vol. 31, 1–42. Amsterdam: John Benjamins.
Grosz, Barbara J., Aravind K. Joshi & Scott Weinstein. 1995. Centering. Computational
Linguistics 21(2). 203–225.
Gundel, Jeanette K., Nancy Hedberg & Ron Zacharski. 1993. Cognitive
status and the form of referring expressions in
discourse. Language 69(2). 274–307.
Haig, Geoffrey. 1998. On
the interaction of morphology and syntactic
ergativity. Lingua 105(2). 149–173.
Haig, Geoffrey & Stefan Schnell. 2016. The
discourse basis of ergativity
revisited. Language 92(3). 591–618.
Haspelmath, Martin. 2006. Review
of Preferred argument structure: Grammar as architecture for
function, by John Du Bois, Lorraine Kumpf, and William Ashby. Language 82(4). 908–912.
Haude, Katharina & Marc Allassonnière-Tang. Forthcoming. Lexical,
pronominal and zero argument encoding in
Movima. In Claudine Chamoreau & Enrique Palancar (eds.), Topicality
and the shaping of
grammar. Amsterdam: John Benjamins.
Martinez de la Hidalga, Gillen, Adam Zawiszewski & Itziar Laka. 2019. Eppur
non si muove: Experimental evidence for the Unaccusative Hypothesis and
distinct ϕ-feature processing in
Basque. Glossa: A Journal of General
Linguistics 4(1). 120.
Hopper, Paul. 1998. Emergent
grammar. In Michael Tomasello (ed.), The
new psychology of
language, Vol. 11, 155–175. Mahwah, NJ: Erlbaum.
Hörberg, Thomas & Johan Sjons. 2023. Speakers
balance their use of cues to grammatical functions in informative discourse
contexts. Language, Cognition and
Neuroscience 38(2). 175–196.
Isasi-Isasmendi, Arrate, Sebastian Sauppe, Caroline Andrews, Itziar Laka, Martin Meyer & Balthasar Bickel. 2024. Incremental
sentence processing is guided by a preference for agents: EEG evidence from
Basque. Language, Cognition and
Neuroscience 39(1). 76–97.
Karttunen, Lauri. 1976. Discourse
referents. In James D. McCawley (ed.), Syntax
and
semantics 71, 363–385. New York: Academic Press.
Keenan, Edward L. 1976. Towards
a universal definition of
“subject”. In Charles N. Li (ed.), Subject
and
topic, 303–333. New York: Academic Press.
Kehler, Andrew. 2002. Coherence,
reference, and the theory of
grammar. Stanford, CA: CSLI Publications.
Kruschke, John K. 2015. Doing
Bayesian data analysis: A tutorial with R, JAGS, and
Stan. London: Academic Press.
Kumagai, Yoshiharu. 2006. Information
management in intransitive subjects: Some implications for the preferred
argument structure theory. Journal of
Pragmatics 38(5). 670–694.
Kumpf, Lorraine. 2003. Genre
and preferred argument
structure. In John Du Bois, Lorraine Kumpf & William J. Ashby (eds.), Preferred
argument
structure, 109–130. Amsterdam: John Benjamins.
Laka, Itziar. 2006. Deriving
split ergativity in the
progressive. In Alana Johns, Diane Massam & Juvenal Ndariyaije (eds.), Ergativity.
Emerging
issues, 173–195. Dordrecht: Springer.
Laka, Itziar, Jessica Coon, Diane Massam & Lisa Travis. 2017. Ergative
need not split: An exploration into the TotalErg
Hypothesis. In Jessica Coon, Diane Massam & Lisa D. Travis (eds.), The
Oxford handbook of
ergativity, 159–174. Oxford: Oxford University Press.
Lambrecht, Knud. 1994. Information
structure and sentence
form. Cambridge: Cambridge University Press.
Linders, Guido M. & Stefan Schnell. preprint 2025. Functional
factors predict referential choice similarly across languages: A
cross-linguistic computational
analysis. Available
at: [URL] (last
access 25 May
2025).
Matter, Florian. 2020. An
inspection of Preferred Argument Structure in Mapudungun
narratives. International Journal of American
Linguistics 86(1). 59–93.
Prince, Ellen F. 1981. Toward
a taxonomy of given-new
information. In Peter Cole (ed.), Radical
pragmatics, 223–255. New York: Academic Press.
1992. The
ZPG
letter. In William C. Mann & Sandra A. Thompson (eds.), Discourse
description, Vol. 161, 295–325. Amsterdam: John Benjamins.
R Core
Team. 2024. R: A language and
environment for statistical computing. R foundation for statistical computing Vienna. Available at: [URL] (last
access 25 May
2025).
Schiborr, Nils N. 2023. Lexical
anaphora. A corpus-based typological study of referential
choice. Bamberg: University of Bamberg Press.
Schnell, Stefan, Nils N. Schiborr & Geoffrey Haig. 2021. Efficiency
in discourse processing. Linguistics
Vanguard 7(s3). pp. 20190064.
Seifart, Frank, Jan Strunk, Swintha Danielsen, Iren Hartmann, Brigitte Pakendorf, Søren Wichmann, Alena Witzlack-Makarevich, Nivja H. de Jong & Balthasar Bickel. 2018. Nouns
slow down speech across structurally and culturally diverse
languages. Proceedings of the National
Academy of Sciences of the United States of
America 115(22). 5720–5725.
Shibatani, Masayoshi. 1991. Grammaticization
of topic into
subject. In Elizabeth Closs Traugott & Bernd Heine (eds.), Approaches
to
grammaticalization. Vol. 21, 93–133. Amsterdam: John Benjamins.
Silverstein, Michael. 1976. Hierarchy
of features and
ergativity. In Robert M. W. Dixon (ed.), Grammatical
categories in Australian
languages, 112–171. Canberra: Australian Institute of Aboriginal Studies.
Stoll, Sabine & Balthasar Bickel. 2009. How
deep are differences in referential
density? In Jiansheng Guo, Elena Lieven, Nancy Budwig, Susan Ervin-Tripp, Keiko Nakamura & Seyda Ozcaliskan (eds.), Crosslinguistic
approaches to the psychology of language: Research in the traditions of Dan
Slobin, 543–555. London: Psychology Press.
Tily, Harry & Steven Piantadosi. 2009. Refer
efficiently. In Kees van Deemter, Albert Gatt, Roger P. G. van Gompel & Emiel J. Krahmer (eds.), Proceedings
of the workshop on the Production of Referring Expressions: Bridging the gap
between computational and empirical approaches to
reference (PRE-CogSci
2009), Amsterdam: University of Tilburg.
Tsunoda, Tasaku. 1986. Topicality
in ergative and accusative languages. Nagoya
Working Papers in
Linguistics 21. 173–258.
Vollmer, Maria Carina. 2023. Comparing
zero and referential choice in eight languages with a focus on Mandarin
Chinese. Studies in
Language 48(2). 351–389.
Wierzbicka, Anna. 1981. Case
marking and human nature. Australian Journal
of
Linguistics 1(1). 43–80.
Zúñiga, Fernando & Beatriz Fernández. 2021. Antipassivization
in Basque
revisited. In Alena Witzlack-Makarevich & Janic Karatrzyna (eds.), Antipassive
constructions in languages of the
world, 621–640. Amsterdam: John Benjamins.
