Article published In: Diachronica
Vol. 36:3 (2019) ► pp.299–336
Significance testing of the Altaic family
Published online: 17 September 2019
https://doi.org/10.1075/dia.17007.ceo
https://doi.org/10.1075/dia.17007.ceo
Abstract
Historical linguists have been debating for decades about
whether the classical comparative method provides sufficient evidence to
consider Altaic languages as part of a single genetic unity, like Indo-European
and Uralic, or whether the implicit statistical robustness behind regular sound
correspondences is lacking in the case of Altaic. In this paper, I run a
significance test on Swadesh-lists representing Turkish, Mongolian and Manchu to
see if there are regular patterns of phonetic similarities or correspondences
among word-initial phonemes in the basic vocabulary that cannot be expected to
have arisen by chance. The methodology draws on Oswalt, Robert L. 1970. The detection of remote linguistic relationships. Computer Studies in the Humanities and Verbal Behavior 3(3). 117–129., Ringe, Donald A. 1992. On calculating the factor of chance in language
comparison. Transactions of the American Philosophical Society 82(1). 1–110. , Baxter, William H. & Alexis Manaster Ramer. 2000. Beyond lumping and splitting: Probabilistic issues in historical
linguistics. In Colin Renfrew, April McMahon & Larry Trask (eds.), Time depth in historical linguistics 167–188. Cambridge: McDonald Institute for Archaeological Research. and Kessler (Kessler, Brett. 2001. The significance of word lists. Stanford, California: Center for the Study of Language and Information., . 2007. Word similarity metrics and multilateral
comparison. In Proceedings of Ninth Meeting of the ACL Special Interest Group in
Computational Morphology and Phonology, 6–14. Association for Computational Linguistics. ).
The results only partially point towards an Altaic family: Mongolian and Manchu
show significant sound correspondences, while Turkish and Mongolian show some
marginally significant phonological similarity, that might however be the consequence of areal
contact. Crucially, Turkish and Manchu do not test positively under any
condition.
Résumé
Les linguistes diachroniciens débattent depuis des
décennies si la méthode comparative classique fournit des preuves suffisantes
pour considérer les langues altaïques comme faisant partie d’une unité
génétique, comme les langues indo-européennes et les langues ouraliennes, ou si
la robustesse statistique implicite qui sous-tend les correspondances sonores
régulières fait défaut dans le cas des langues altaïques. Dans cet article, je
conduis un test statistique sur les listes Swadesh représentant le turc, le
mongol et le mandchou pour voir s’il existe des correspondances ou similitudes
phonétiques systématiques entre les phonèmes initiaux des mots du vocabulaire de
base qui ne pourraient pas être dues au hasard. La méthodologie employée
s’appuie sur Oswalt, Robert L. 1970. The detection of remote linguistic relationships. Computer Studies in the Humanities and Verbal Behavior 3(3). 117–129., Ringe, Donald A. 1992. On calculating the factor of chance in language
comparison. Transactions of the American Philosophical Society 82(1). 1–110. , Baxter, William H. & Alexis Manaster Ramer. 2000. Beyond lumping and splitting: Probabilistic issues in historical
linguistics. In Colin Renfrew, April McMahon & Larry Trask (eds.), Time depth in historical linguistics 167–188. Cambridge: McDonald Institute for Archaeological Research. et Kessler (Kessler, Brett. 2001. The significance of word lists. Stanford, California: Center for the Study of Language and Information., . 2007. Word similarity metrics and multilateral
comparison. In Proceedings of Ninth Meeting of the ACL Special Interest Group in
Computational Morphology and Phonology, 6–14. Association for Computational Linguistics. ). Les tests n’indiquent que partiellement
l’appartenance à une famille altaïque: le mongol et le mandchou présentent des
correspondances sonores significatives, tandis que le turc et le mongol
présentent une similitude phonétique importante, qui pourrait toutefois être la
conséquence d’un contact territorial. De manière cruciale, les tests ne montrent
aucun rapport significatif entre le turc et le mandchou, quelle que soit la
condition.
Zusammanfassung
Sprachhistoriker debattieren seit Jahrzehnten darüber, ob
die klassische historisch-vergleichende Methode hinreichende Beweise dafür
bietet, die altaischen Sprachen als Teil einer einzigen genetischen Einheit wie
Indoeuropäisch und Uralisch zu betrachten, oder ob die implizite statistische
Robustheit regelmäßiger Lautentsprechungen im Falle des Altaischen fehlt. In
diesem Artikel führe ich Signifikanztests mit Swadesh-Listen für Türkisch,
Mongolisch und Manchu durch, um festzustellen, ob im Grundwortschatz regelmäßige
phonetische Ähnlichkeiten oder Entsprechungen zwischen wortanlautenden Phonemen
vorliegen, die nicht als zufällig entstanden angenommen werden können. Die
Methodologie stützt sich auf Oswalt, Robert L. 1970. The detection of remote linguistic relationships. Computer Studies in the Humanities and Verbal Behavior 3(3). 117–129., Ringe, Donald A. 1992. On calculating the factor of chance in language
comparison. Transactions of the American Philosophical Society 82(1). 1–110. ,
Baxter, William H. & Alexis Manaster Ramer. 2000. Beyond lumping and splitting: Probabilistic issues in historical
linguistics. In Colin Renfrew, April McMahon & Larry Trask (eds.), Time depth in historical linguistics 167–188. Cambridge: McDonald Institute for Archaeological Research. und
Kessler (Kessler, Brett. 2001. The significance of word lists. Stanford, California: Center for the Study of Language and Information., . 2007. Word similarity metrics and multilateral
comparison. In Proceedings of Ninth Meeting of the ACL Special Interest Group in
Computational Morphology and Phonology, 6–14. Association for Computational Linguistics. ). Die Tests deuten nur teilweise auf eine
altaische Familie hin: Mongolisch und Mandschu weisen signifikante
Lautentsprechungen auf. Türkisch und Mongolisch dagegen zeigen zwar einige
bedeutende phonetische Ähnlichkeiten, die jedoch auf räumlichen Kontakt
zurückzuführen sein könnten. Entscheidend ist, dass die Tests Türkisch und
Mandschu unter keinen Bedingungen als verwandt werten.
Article outline
- 1.Introduction
- 2.The Altaic controversy
- 3.Methods
- 3.1Phonetic algorithms
- 3.2Phonological classes
- 3.3Regular correspondences
- 4.Wordlists
- 5.Polymorphism
- 6.False positives
- 6.1Testing Kessler & Lehtonen’s (2006) algorithm
- 6.2Testing Baxter & Manaster Ramer’s (2000) algorithm
- 6.3Testing the presence of sound correspondences
- 7.Results
- 7.1Turkish, Manchu and Mongolian with Kessler & Lehtonen’s (2006) algorithm
- 7.2Turkish, Manchu and Mongolian with Baxter &
Manaster Ramer’s (2000) algorithm - 7.3Evaluating sound correspondences
- 8.Loanwords
- 9.Conclusion
- Notes
References
References (54)
Barbançon, François, Steven N. Evans, Luay Nakhleh, Donald A. Ringe & Tandy Warnow. 2013. An experimental study comparing linguistic phylogenetic
reconstruction methods. Diachronica 30(2). 143–170.
Baxter, William H. 1998. Response to Oswalt and Ringe. In Joseph Salmons & Brian Joseph (eds.), Nostratic: Sifting the evidence, 217–236. Amsterdam: John Benjamins.
Baxter, William H. & Alexis Manaster Ramer. 2000. Beyond lumping and splitting: Probabilistic issues in historical
linguistics. In Colin Renfrew, April McMahon & Larry Trask (eds.), Time depth in historical linguistics 167–188. Cambridge: McDonald Institute for Archaeological Research.
Bomhard, Allan R. 1996. Indo-European and the Nostratic hypothesis. Charleston: Signum Desktop Publishing.
2008. Reconstructing Proto-Nostratic: Comparative phonology, morphology and
vocabulary. Leiden: Brill.
2011. The Nostratic hypothesis in 2011: Trends and issues. Washington DC: Institute for the Study of Man.
. 1998. Regular sound correspondences and long-distance genetic
comparison. In Joseph Salmons & Brian Joseph (eds.), Nostratic: Sifting the evidence, 271–276. Amsterdam: John Benjamins.
Doerfer, Gerhard. 1973. Lautgesetz und Zufall: Betrachtungen zum Omnicomparatismus. Innsbrucker Beiträge zur Sprachwissenschaft.
Dolgopolsky, Aaron B. 1986. A probabilistic hypothesis concerning the oldest relationships
among the language families in Northern Eurasia. In Vitalij V. Shevoroshkin & Thomas L. Markey (eds.), Typology, relationship and time, 27–50. Ann Arbor: Karoma.
Dybo, Anna & George Starostin. 2008. In defence of the comparative method, or the end of the Vovin
controversy. Papers of the Institute of Oriental and Classical Studies 191.
Georg, Stefan. 1999. Haupt und Glieder der Altaischen Hypothese: die
Körperteilbezeichnungen im Türkischen, Mongolischen und
Tungusischen. Ural-Altaische Jahrbücher 161. 143–182.
. 2008. Review article of Martine Robbeets, 2005, Is Japanese related to
Korean, Tungusic, Mongolic and Turkic? Bochumer Jahrbuch zur Ostasienforschung 321. 247–278.
Hangin, John G., John R. Krueger & Robert G. Service. 1986. A modern Mongolian-English dictionary. Indiana University, Research Institute for Inner Asian Studies.
Hock, Hans Henrich & Brian D. Joseph. 1996. Language change, and language relationship. An introduction to
historical and comparative linguistics. Berlin/New York: Mouton de Gruyter.
Kassian, Alexei, Mikhail Zhivlov & George Starostin. 2015. Proto-Indo-European-Uralic comparison from the probabilistic
point of view. The Journal of Indo-European Studies 43(3–4). 301–347.
Kessler, Brett. 2001. The significance of word lists. Stanford, California: Center for the Study of Language and Information.
. 2007. Word similarity metrics and multilateral
comparison. In Proceedings of Ninth Meeting of the ACL Special Interest Group in
Computational Morphology and Phonology, 6–14. Association for Computational Linguistics.
. 2015. Response to Kassian et al., 2015, Proto-Indo-European-Uralic
comparison from the probabilistic point of view. Journal of Indo-European Studies 43(3–4). 357–367.
Kessler, Brett & Annukka Lehtonen. 2006. Multilateral comparison and significance testing of the
Indo-Uralic question. In Peter Forster & Colin Renfrew (eds.), Phylogenetic methods and the prehistory of languages, 33–42. Cambridge, England: McDonald Institute for Archaeological Research.
Li, Gertraude Roth. 2000. Manchu: A textbook for reading documents. Manoa: University of Hawaii Press.
Ligeti, Lajos. 1960. Les anciens éléments mongols dans le mandchou. Acta Orientalia Academiae Scientiarum Hungaricae 10(3). 231–248.
Longobardi, Giuseppe, Cristina Guardiano, Giuseppina Silvestri, Alessio Boattini & Andrea Ceolin. 2013. Toward a syntactic phylogeny of modern Indo-European
languages. Journal of Historical Linguistics 3(1). 122–152.
Longobardi, Giuseppe, Andrea Ceolin, Luca Bortolussi, Cristina Guardiano, Monica Alexandrina Irimia, Dimitris Michelioudakis, Nina Radkevich & Andrea Sgarro. 2016. Mathematical modeling of grammatical diversity supports the
historical reality of formal syntax. In Proceedings of the Leiden Workshop on Capturing Phylogenetic Algorithms
for Linguistics, Universitätsbibliothek Tübingen.
Manaster Ramer, Alexis & Paul Sidwell. 1997. The truth about Strahlenberg’s classification of the languages of
Northeastern Eurasia. Journal de la Société Finno-Ougrienne 871. 139–160.
Menges, Karl Heinrich. 1975. Altajische Studien: II. Japanisch und Altajisch, vol. 41, 3. Steiner Franz Verlag.
Miller, Roy Andrew. 1971. Japanese and the other Altaic languages. Chicago: University of Chicago Press.
Nichols, Johanna. 1996. The Comparative Method as Heuristic. In Mark Durie & Malcolm Ross (eds.), The comparative method reviewed: Regularity and irregularity in language
change, 39–71. Oxford: Oxford University Press.
Oswalt, Robert L. 1970. The detection of remote linguistic relationships. Computer Studies in the Humanities and Verbal Behavior 3(3). 117–129.
1998. A probabilistic evaluation of North Eurasiatic
Nostratic. In Joseph Salmons & Brian Joseph (eds.), Nostratic: Sifting the evidence, 199–216. Amsterdam: John Benjamins.
Poppe, Nicholas. 1960. Vergleichende Grammatik Der Altaischen Sprachen; Teil 1: Vergleichende
Lautlehre. Wiesbaden: Harrassowitz.
Ramstedt, Gustav John. 1957. Introduction to Altaic linguistics. Moscow: Publishing House of Foreign. lit.
Redhouse, James. 1968. New Redhouse Turkish-English Dictionary. Publications Department of the American Board.
Ringe, Donald A. 1992. On calculating the factor of chance in language
comparison. Transactions of the American Philosophical Society 82(1). 1–110.
1998. Probabilistic evidence for Indo-Uralic. In Joseph Salmons & Brian Joseph (eds.), Nostratic: Sifting the evidence, 153–197. Amsterdam: John Benjamins.
2015. Response to Kassian et al., 2015, Proto-Indo-European-Uralic
comparison from the probabilistic point of view. Journal of Indo-European Studies 43(3–4). 348–356.
Robbeets, Martine. 2005. Is Japanese related to Korean, Tungusic, Mongolic and Turkic?, vol. 641. Wiesbaden: Harrassowitz.
. 2015. Diachrony of verb morphology: Japanese and the Transeurasian
languages, vol. 2911. Berlin: De Gruyter Mouton.
Ross, Alan S. C. 1950. Philological probability problems. Journal of the Royal Statistical Society. Series B
(Methodological) 19–59.
Rozycki, William. 1994. Mongol elements in Manchu, vol. 1571. Indiana University Research Institute for Inner Asian Studies.
Salmons, Joseph & Brian Joseph. 1998. Nostratic: Sifting the evidence, vol. 1421. Amsterdam: John Benjamins.
Sinor, Denis. 1988. The Uralic languages. Description, history and foreign
influences. Leiden: Brill.
Starostin, Sergei. 1991. On the hypothesis of a genetic connection between the
Sino-Tibetan languages and the Yeniseian and North Caucasian
languages. In Vitalij V. Shevoroshkin (ed.), Dene-Sino-Caucasian languages, 12–41. Ann Arbor: Brockmeyer.
Starostin, Sergei, Anna Dybo, Oleg Mudrak & Ilya Gruntov. 2003. Etymological dictionary of the Altaic languages. Leiden: Brill.
Swadesh, Morris. 1955. Towards greater accuracy in lexicostatistic
dating. International Journal of American Linguistics 21(2). 121–137.
Unger, Marshall J. 1990. Summary report of the Altaic panel. Trends in Linguistics, Studies and Monographs 451. 479–482.
Cited by (8)
Cited by eight other publications
Ceolin, Andrea
List, Johann-Mattis
List, Johann-Mattis
Ceolin, Andrea, Cristina Guardiano, Giuseppe Longobardi, Monica Alexandrina Irimia, Luca Bortolussi & Andrea Sgarro
Kassian, Alexei S., George Starostin, Ilya M. Egorov, Ekaterina S. Logunova & Anna V. Dybo
Ceolin, Andrea, Cristina Guardiano, Monica Alexandrina Irimia & Giuseppe Longobardi
Guardiano, Cristina, Giuseppe Longobardi, Guido Cordoni & Paola Crisma
This list is based on CrossRef data as of 8 december 2025. Please note that it may not be complete. Sources presented here have been supplied by the respective publishers. Any errors therein should be reported to them.
