How face is perceived in Chinese and Japanese: A contrastive study

This study aims to examine how Chinese and Japanese speakers perceive face-enhancement and face-threat from a value-construct perspective. A mixed-method research design consisting of a questionnaire and structured interviews was employed. The results suggest that the values which trigger face-enhancement and face-threat are differently distributed between the two linguacultures in face-threatening and face-enhancing situations. Both Chinese and Japanese participants agreed that competence was the top value for face-enhancement. The Chinese participants considered status superiority as the more sensitive triggering value of face-enhancement, whereas the Japanese participants believed that good public image, self-esteem, and pride were the main factors. In face-threatening scenarios, the Japanese participants paid more attention to self-abasement and shame, inconsideration and irresponsibility, whereas the Chinese were more sensitive to incompetence. We attribute these differences in individuals’ perspectives on interpersonal relationships as a possible cause of their divergent perceptions of face.

Publication history
Table of contents

1.Introduction

The present paper aims to undertake a contrastive study of face perception in Chinese and Japanese linguacultures from a value-construct perspective. Face is important for Chinese and Japanese people in maintaining interpersonal relationships. While Chinese and Japanese linguacultures share close cultural and historical connections, leading to certain similarities in terms of face and politeness (Ervin-Tripp et al. 1996Ervin-Tripp, Susan M., Kei Nakamura, and Jiansheng Guo 1996 “Shifting Face from Asia to Europe.” In Essays in Semantics and Pragmatics, ed. by Masayoshi Shibatani, and Sandra A. Thompson, 32–43. Amsterdam: John Benjamins Publishing Company. Google Scholar logo with link to Google Scholar; Haugh 2005Haugh, Michael 2005 “What Does ‘Face’ Mean to the Japanese? Understanding the Import of ‘Face’ in Japanese Business Interactions.” In Asian Business Discourse(s), ed. by Francesca Bargiela-Chiappini, and Gotti Maurizio, 211–238. Berlin: Peter Lang.Google Scholar logo with link to Google Scholar), there are still noticeable differences between the two. The current study explores how face is perceived in Chinese and Japanese linguacultures, devoting particular attention to examining the values that trigger face-enhancement and face-threat. Face-enhancement refers to an individual’s perception of situations where face is positively-evaluated, while face-threat refers to an individual’s perception of situations where face is negatively-evaluated.

This paper is organised as follows: Section 2 reviews previous studies relevant to face in Chinese and Japanese linguacultures. Section 3 details the research design used in the current study, while Section 4 presents the results. Section 5 offers a discussion of the results, and Section 6 provides the study’s conclusion.

2.Literature review

2.1Defining ‘face’ in Chinese and Japanese

The concept of ‘face’ is believed to have originated in China (Bargiela-Chiappini 2003Bargiela-Chiappini, Francesca 2003 “Face and Politeness: New (Insights) for Old (Concepts).” Journal of Pragmatics 35 (10–11): 1453–1469. Google Scholar logo with link to Google Scholar) and was first explained in terms of mianzi and lian by Hu in 1944Hu, Hsien Chin 1944 “The Chinese Concepts of ‘Face’”. American Anthropologist 46 (1): 45–64. Google Scholar logo with link to Google Scholar. During the early twentieth century, the Chinese notions mianzi and lian were borrowed by the Japanese as mentsu and kao, acquiring this figurative meaning (Sueda 1998Sueda, Kiyoko 1998 “Chugokujin Gakusei to Nihonjin Gakusei no “Mentsu” no Gainen oyobi Komyunikeshon Sutoratejii ni kansuru Hikaku no Ichi Jirei Kenkyuu [A Quantitative Analysis of Differing Perceptions of Mien-tzu/Mentsu between Chinese and Japanese Students: A Case Study].” Japanese Journal of Social Psychology 13 (2): 103–111.Google Scholar logo with link to Google Scholar). Chinese and Japanese face share similarities in terms of their ‘Chinese character’, as exemplified by Chinese mianzi 面子 vs. Japanese mentsu 面子. However, several studies have revealed that Chinese and Japanese face differ in terms of either the linguistic expressions or their internal constructs. The Chinese lian is related to a ‘possession’ collocated with ‘have’ or ‘do not have’, whereas the Japanese kao is more concerned with the vertical changes collocated with ‘increase’ or ‘decrease’ (Ervin-Tripp et al. 1996Ervin-Tripp, Susan M., Kei Nakamura, and Jiansheng Guo 1996 “Shifting Face from Asia to Europe.” In Essays in Semantics and Pragmatics, ed. by Masayoshi Shibatani, and Sandra A. Thompson, 32–43. Amsterdam: John Benjamins Publishing Company. Google Scholar logo with link to Google Scholar). In terms of internal constructs, the Chinese mianzi is more frequently threatened when there is a negative evaluation of personal competence, while social status tends to crush the Japanese mentsu, in particular the way in which people are treated according to their social status (Sueda 1998Sueda, Kiyoko 1998 “Chugokujin Gakusei to Nihonjin Gakusei no “Mentsu” no Gainen oyobi Komyunikeshon Sutoratejii ni kansuru Hikaku no Ichi Jirei Kenkyuu [A Quantitative Analysis of Differing Perceptions of Mien-tzu/Mentsu between Chinese and Japanese Students: A Case Study].” Japanese Journal of Social Psychology 13 (2): 103–111.Google Scholar logo with link to Google Scholar). Yabuuchi (2004)Yabuuchi, Akio 2004 “Face in Chinese, Japanese, and U.S. American Cultures.” Journal of Asian Pacific Communication 14 (2): 261–297. Google Scholar logo with link to Google Scholar proposes that if Japanese speakers fail to fulfil their duties, they will lose face. In contrast, Chinese speakers are more concerned with promoting face by manipulating their rules to build guanxi (‘relationship’).

Contrastive studies of Chinese and Japanese face have received little attention, but research on the emic notions of face has been more comprehensive. Chinese notions of face operate as an inseparable whole of mianzi and lian, with reputation and morality as the distinguishing components of the two representations (Zhou and Zhang 2017 2017 “How Face as a System of Value-Constructs Operates through the Interplay of Mianzi and Lian in Chinese: A Corpus-Based Study.” Language Sciences 64: 152–166. Google Scholar logo with link to Google Scholar). The creation or maintenance of interpersonal relationships (guanxi) is heavily dependent on everyday renqing (‘favour’) and mianzi practices (Ran and Zhao 2018Ran, Yongping, and Linsen Zhao 2018 “Building Mutual Affection-Based Face in Conflict Mediation: A Chinese Relationship Management Model.” Journal of Pragmatics 129: 185–98. Google Scholar logo with link to Google Scholar). Conversely, displaying and soliciting or invoking emotion (ganqing/renqing) and empathy/sympathy (tiliang) from co-participants is intimately related to the interactional accomplishment of face (Chang 2018Chang, Wei-Lin Melody 2018 “Emotivity and Face: Displaying and Soliciting Emotivity in Chinese Mediation Interactions.” Lingua 213: 43–62. Google Scholar logo with link to Google Scholar). Besides emotional concerns, the recipient’s image and material interests are needed to understand acts interpreted as mianzi giving (Li 2020Li, Hui 2020 “Towards an Emic Understanding of Mianzi Giving in the Chinese Context.” Journal of Politeness Research 16 (2): 281–303. Google Scholar logo with link to Google Scholar). As a Chinese individual tends to be perceived as part of a community (Pan and Kádár 2011Pan, Yuling, and Dániel Z. Kádár 2011 “Historical vs. Contemporary Chinese Linguistic Politeness.” Journal of Pragmatics 43 (6): 1525–1539. Google Scholar logo with link to Google Scholar), self-face also represents the face of the individual’s group (He and Zhang 2011He, Ming, and Shaojie Zhang 2011 “Re-Conceptualizing the Chinese Concept of Face from a Face-Sensitive Perspective: A Case Study of a Modern Chinese TV Drama.” Journal of Pragmatics 43 (9): 2360–2372. Google Scholar logo with link to Google Scholar). Individual behaviour on behalf of a group and personal individual behaviour can affect both group face and individual face (Wang and Spencer-Oatey 2015Wang, Jiayi, and Helen Spencer-Oatey 2015 “The Gains and Losses of Face in Ongoing Intercultural Interaction: A Case Study of Chinese Participant Perspectives.” Journal of Pragmatics 89: 50–65. Google Scholar logo with link to Google Scholar).

On the other hand, emic notions of the Japanese face consist of mentsu, kao, taimen and menboku, which were borrowed from Chinese culture over time. Unlike Chinese notions of face, namely mianzi and lian, which overlap to a significant extent in representing the values assumed in interpersonal communication (Zhou and Zhang 2017 2017 “How Face as a System of Value-Constructs Operates through the Interplay of Mianzi and Lian in Chinese: A Corpus-Based Study.” Language Sciences 64: 152–166. Google Scholar logo with link to Google Scholar), Japanese notions of face incorporate a hierarchical relationship, with kao having the widest semantic field, encompassing the notions of menboku, taimen and mentsu (Haugh 2005Haugh, Michael 2005 “What Does ‘Face’ Mean to the Japanese? Understanding the Import of ‘Face’ in Japanese Business Interactions.” In Asian Business Discourse(s), ed. by Francesca Bargiela-Chiappini, and Gotti Maurizio, 211–238. Berlin: Peter Lang.Google Scholar logo with link to Google Scholar). Haugh (2007) 2007 “Emic Conceptualisations of (Im)Politeness and Face in Japanese: Implications for the Discursive Negotiation of Second Language Learner Identities.” Journal of Pragmatics 39 (4): 657–680. Google Scholar logo with link to Google Scholar further claims that the place to which one belongs (uchi) and the place where one stands (tachiba) are important for understanding Japanese face: the perceived evaluation of one’s place by a particular seken (‘imagined community’) has much to do with the loss, gain or maintenance of one’s own face, or that of one’s group. The Japanese face becomes noticeable only when persons with specific kinds of relationships are involved in encounters. It refers to one’s own public image and the fulfilment of one’s social role as expected by others (Lin and Yamaguchi 2008Lin, Chun-Chi, and Susumu Yamaguchi 2008 “Japanese Folk Concept of Mentsu: An Indigenous Approach from Psychological Perspectives.” In Perspectives and Progress in Contemporary Cross-Cultural Psychology: Proceedings from the 17th International Congress of the International Association for Cross-Cultural Psychology, ed. by Gang Zheng, Kwok Leung, and John G. Adair, 343–357.Google Scholar logo with link to Google Scholar). The maintenance of face denotes the successful claim of valued characteristics that individuals wish to convey in the presence of others. Specifically, the awareness to preserve Japanese face encompasses the concepts of perceived abilities, individual standing, dignity, and trustworthiness (Feldman and Kinoshita 2019Feldman, Ofer, and Ken Kinoshita 2019 “Ignoring Respect: The Effects of Threat to Face on Replies and the Ensuing Questions During Broadcast Political Interviews in Japan.” Journal of Language and Social Psychology 38 (5–6): 606–627. Google Scholar logo with link to Google Scholar), and positive dispositional features such as autonomy and willingness (Geyer 2010Geyer, Naomi 2010 “Teasing and Ambivalent Face in Japanese Multi-Party Discourse.” Journal of Pragmatics 42 (8): 2120–2130. Google Scholar logo with link to Google Scholar).

2.2Previous empirical studies of face in Chinese and Japanese

According to Ho (1976)Ho, David Yau-fai 1976 “On the Concept of Face.” American Journal of Sociology 81 (4): 867–84. Google Scholar logo with link to Google Scholar, Chinese people experience two important changes in the status of one’s face: face-loss and face-gain. In Brown and Levinson’s framework, speech acts are applied as politeness strategies to mitigate different degrees of face-threat. There is no indication in that framework that speech acts can genuinely boost face when there is no need for redress (Terkourafi et al. 2020Terkourafi, Marina, Benjamin Weissman, and Joseph Roy 2020 “Different Scalar Terms are Affected by Face Differently.” International Review of Pragmatics 12 (1): 1–43. Google Scholar logo with link to Google Scholar). Face-enhancement should be positioned at one pole, with face-threat at the other. Hsu (1996)Hsu, Chuanhsi Stephen 1996 “ ‘Face’: An Ethnographic Study of Chinese Social Behavior.” Ph.D. dissertation. Yale University. tested thirty-two situations related to the loss of Chinese mianzi and lian. Correspondingly, Hinze (2002)Hinze, Carl G. 2002 “Re-Thinking ‘Face’ Pursuing an Emic-Etic Understanding of Chinese Mian and Lian and English Face.” Ph.D. dissertation. University of Queensland. adapted Hsu’s approach and examined situations related to the gain of Chinese mianzi and lian. The two results revealed that prominent face-losing situations run against the moral order of Chinese culture, while prominent face-enhancing situations pertain to one’s ability to succeed in various significant endeavours in life and to one’s status vis-a-vis their fellow interactant(s), i.e., social standing. Zhang et al. (2011)Zhang, Xin-an, Qing Cao, and Nicholas Grigoriou 2011 “Consciousness of Social Face: The Development and Validation of a Scale Measuring Desire to Gain Face Versus Fear of Losing Face.” The Journal of Social Psychology 151 (2): 129–149. Google Scholar logo with link to Google Scholar empirically assessed an individual’s desire to enhance face and fear of losing face through the measurement named Consciousness of Social Face. This finding aligns with previous studies that treated an individual’s concern for face as a two-dimensional construct, i.e., face-enhancement and face-threat (e.g., Hwang et al. 2003Hwang, Alvin, Anne Marie Francesco, and Eric Kessler 2003 “The Relationship Between Individualism-Collectivism, Face, and Feedback and Learning Processes in Hong Kong, Singapore, and the United States.” Journal of Cross-Cultural Psychology 34 (1): 72–91. Google Scholar logo with link to Google Scholar; Zhou and Zhang 2016Zhou, Ling, and Shao-jie Zhang 2016 “Hanyu Wenhua Texing de Jiji Pingjia Mianzi yu Xiaoji Pingjia Mianzi Gainian Jiangou: Jiyu Shenfen Lilun de Shijiao [Constructing Positively-evaluated Face and Negatively-evaluated Face in Chinese Culture: An Identity Theory-based Approach].” Foreign Languages and Their Teaching 5: 41–49+145.Google Scholar logo with link to Google Scholar). However, to the best of our knowledge, no comparisons have been made between Chinese face and Japanese face regarding the distinction between face-enhancement and face-threat.

Both Chinese and Japanese face embody positively-evaluated and negatively-evaluated categories resulting from judgments and evaluations of a person’s behaviour (e.g., Ervin-Tripp et al. 1996Ervin-Tripp, Susan M., Kei Nakamura, and Jiansheng Guo 1996 “Shifting Face from Asia to Europe.” In Essays in Semantics and Pragmatics, ed. by Masayoshi Shibatani, and Sandra A. Thompson, 32–43. Amsterdam: John Benjamins Publishing Company. Google Scholar logo with link to Google Scholar; Haugh 2005Haugh, Michael 2005 “What Does ‘Face’ Mean to the Japanese? Understanding the Import of ‘Face’ in Japanese Business Interactions.” In Asian Business Discourse(s), ed. by Francesca Bargiela-Chiappini, and Gotti Maurizio, 211–238. Berlin: Peter Lang.Google Scholar logo with link to Google Scholar; Zhou and Zhang 2016Zhou, Ling, and Shao-jie Zhang 2016 “Hanyu Wenhua Texing de Jiji Pingjia Mianzi yu Xiaoji Pingjia Mianzi Gainian Jiangou: Jiyu Shenfen Lilun de Shijiao [Constructing Positively-evaluated Face and Negatively-evaluated Face in Chinese Culture: An Identity Theory-based Approach].” Foreign Languages and Their Teaching 5: 41–49+145.Google Scholar logo with link to Google Scholar). Evaluation standards for face are closely tied to cultural values because face is socially constructed and determined by a system of cultural values (Bogdanowska-Jakubowska 2011Bogdanowska-Jakubowska, Ewa 2011 “Cultural Variability in Face Interpretation and Management.” In Politeness Across Cultures, ed. by Francesca Bargiela-Chiappini, and Dániel Z. Kádár, 237–357. UK: Palgrave Macmillan. Google Scholar logo with link to Google Scholar). Moreover, cultural differences in face are not based on the variety of components but on the varying emphasis placed on them (Goffman 1967Goffman, Erving 1967Interaction Ritual: Essays on Face-to-Face Behaviour. New York: Pantheon Books.Google Scholar logo with link to Google Scholar). Zhou and Zhang (2017) 2017 “How Face as a System of Value-Constructs Operates through the Interplay of Mianzi and Lian in Chinese: A Corpus-Based Study.” Language Sciences 64: 152–166. Google Scholar logo with link to Google Scholar further proposed the value-construct view of face, which asserts that Chinese face involves a system of values in its internal constructs. In particular:

[Face] is internally constructed of generally assumed individual, socio-cultural, and cognitive values that are illustrated by a cluster of such specific value-based factors as public self-image, morality, capability, social status, favour, dignity, self-esteem, etc.(Zhou and Zhang 2017 2017 “How Face as a System of Value-Constructs Operates through the Interplay of Mianzi and Lian in Chinese: A Corpus-Based Study.” Language Sciences 64: 152–166. Google Scholar logo with link to Google Scholar, 162)

People’s communication behaviour is derived from the internalisation of their culture’s values (Gudykunst et al. 1996Gudykunst, William B., Yuko Matsumoto, Stella Ting-Toomey, Tsukasa Nishida, Kwangsu Kim, and Sam Heyman 1996 “The Influence of Cultural Individualism-Collectivism, Self Construals, and Individual Values on Communication Styles Across Cultures.” Human Communication Research 22 (4): 510–543. Google Scholar logo with link to Google Scholar). In this sense, the concept of face reveals one’s deference to, or violation of, the prevailing values in affiliated groups. However, comparative studies ignore the distinction between face-enhancement and face-threat, which can result from deference or violation. We assume that values triggering the perception of face-threat could be insensitive to the perception of face-enhancement or vice versa. In addition, Chinese and Japanese participants may have different degrees of face-enhancement or face-threat regarding the same value. The current study intends to explore the triggering values in face-enhancing and face-threatening scenarios in Chinese and Japanese linguacultures. In particular, it addresses the following questions:

RQ1.

What are the prominent values that trigger face-enhancement and face-threat in Chinese and Japanese linguacultures?

RQ2.

To what extent are these values similar and different? Why?

3.Data and methods

The section provides a comprehensive overview of the study’s participants, a description of the research instruments employed, and an explanation of how the data were gathered and analysed.

3.1Participants

Utilising online platforms in China ( wenjuan​.com ) and Japan ( crowdworks​.jp ), we invited fifty Chinese (twenty-two male and twenty-eight female) and fifty Japanese (twenty-four male and twenty-six female) participants to complete the questionnaire. The participants represented a wide array of occupations, including students, teachers, doctors, business people, freelancers, homemakers and part-time employees. The age range for Chinese participants spanned from 19 to 51 years (mean 36.13), while the Japanese participants’ ages ranged from 18 to 68 years (mean 37.73). Geographically, the participants were from various regions, with most Chinese participants being from Shenyang (21%), Changchun (20%), and Dalian (20%), and most Japanese participants being from Tokyo (32%), Hokkaido (26%), and Osaka (21%). All participants had received secondary education or higher, with fifteen Chinese participants completing secondary education and thirty-five completing higher education, whereas twenty-one Japanese participants finished secondary education and twenty-nine completed higher education. The diverse mix of gender, age, educational background, and occupation contributed to the representativeness of the data. It is important to note, however, that our data do not encompass the full spectrum of cultural diversity within each linguaculture. Nevertheless, it is reasonable to posit that some of the attitudes our participants espoused are culturally-rooted and more closely aligned with members of their respective countries than with individuals from other nations.

In addition to our questionnaire data, we conducted supplementary interviews with a subset of respondents. Five participants from each linguaculture, whose perceptions were consistent with our contrastive findings from the survey, were invited to partake in these interviews. Ultimately, three Japanese and five Chinese accepted the invitation, enriching our study with more in-depth insights.

3.2Instruments

The data for this study were collected through a combination of a questionnaire and structured interviews. This mixed-method research provided both quantitative and qualitative data for identifying the prominent values and the underlying reasons.

In designing the questionnaire, we drew inspiration from previous studies (e.g., Hsu 1996Hsu, Chuanhsi Stephen 1996 “ ‘Face’: An Ethnographic Study of Chinese Social Behavior.” Ph.D. dissertation. Yale University.; Sueda 1998Sueda, Kiyoko 1998 “Chugokujin Gakusei to Nihonjin Gakusei no “Mentsu” no Gainen oyobi Komyunikeshon Sutoratejii ni kansuru Hikaku no Ichi Jirei Kenkyuu [A Quantitative Analysis of Differing Perceptions of Mien-tzu/Mentsu between Chinese and Japanese Students: A Case Study].” Japanese Journal of Social Psychology 13 (2): 103–111.Google Scholar logo with link to Google Scholar; Zhang et al. 2011Zhang, Xin-an, Qing Cao, and Nicholas Grigoriou 2011 “Consciousness of Social Face: The Development and Validation of a Scale Measuring Desire to Gain Face Versus Fear of Losing Face.” The Journal of Social Psychology 151 (2): 129–149. Google Scholar logo with link to Google Scholar) to create five face-threatening scenarios and their corresponding symmetrical face-enhancing counterparts using antonyms. Face-threatening scenarios included ‘failing the examination’, ‘borrowing money from a friend’, ‘being disrespected by an inferior’, ‘being criticised by a superior’, and ‘not being invited to a close friend’s wedding ceremony’. Face-enhancing scenarios encompassed ‘passing the examination’, ‘lending money to a friend’, ‘being respected by an inferior’, ‘being praised by a superior’, and ‘being invited to a close friend’s wedding ceremony’. Attitudinal questions were employed to assess how respondents felt about a given scenario. For each scenario, participants were asked to provide a short answer explaining why they believed the situation was face-threatening or face- enhancing. Participants were encouraged to simply write ‘no’, if they considered the scenario irrelevant to face. The short answers served to capture the reasons behind the face-enhancement or face-threat created by the scenarios, i.e., research question 1. The frequencies of the reasons pointed out by participants were used to identify similarities and differences between Chinese and Japanese participants, addressing research question 2. This methodology constituted our primary comparative research approach.

The scenarios were initially produced in Chinese and subsequently translated into Japanese by the first author. The Japanese versions were then back-translated into Chinese by a different bilingual translator. The two Chinese versions were compared to ensure equivalence of the scenarios, making adjustments as necessary to maximise similarity in meaning. See Appendix 1 for its English translation.

Structured interviews were used to shed light on the cultural factors that contribute to the observed discrepancies between the two linguacultures. The questionnaire’s findings pointed to three scenarios – ‘borrowing money from a friend’, ‘being criticised by a superior’, and ‘being respected by an inferior’ – as sources of contrasting views on face held by Chinese and Japanese respondents. The interview materials comprised these three scenarios and the Chinese and Japanese participants’ differing perceptions regarding the scenarios.

3.3Procedures

The data collection process spanned around two weeks, ranging from 2 September 2022 to 18 September 2022. During the first week, we focused on collecting and analysing the questionnaire data. We simultaneously distributed the questionnaire through wenjuan​.com , a Chinese online platform, and crowdworks​.jp , a Japanese online platform. After collecting the initial data, we began the validation and coding process. Throughout the validation process, we paid particular attention to the relationship between the ‘reasons’ provided and face perceptions. In some instances, participants may evaluate the scenarios without identifying the reasons that triggered face-enhancement or face-threat. For example, while most participants agreed that the ‘being praised’ scenario was face-enhancing for having a good public image with pride, one participant commented on the necessity of being encouraged. We assumed that the latter did not establish a connection between the ‘being praised’ scenario and face perceptions, rendering the result invalid. The average completion time of the survey was approximately five minutes.

In the second week, we contacted respondents to schedule the interviews. On average, each interview lasted approximately fourteen minutes, and we conducted both Chinese and Japanese interviews on WeChat.11.The authors conducted interviews with Japanese respondents on WeChat because the popular Japanese application, Line, was unavailable in China. Prior to the interviews, we emailed the Japanese interviewees to assist them in downloading and using the application. During the interviews, we focused on the causes for the interviewees’ unique perceptions of the face-related scenarios. As an icebreaker, the participants were asked to describe a recent instance in which they had experienced face-enhancement or threat, such as “I had my face enhanced during the arm-wrestling competition because I had muscular arms”. The interviewer then proceeded to lay out the scenarios and the different perspectives toward the scenarios in order. Respondents were asked to explain the origins of their perceptions. For example, in the ‘borrowing money from a friend’ scenario, the Chinese interviewees were asked, “Why do you think it is the deficiency of ability, but not trouble to others, that make your face lost?” (italics could be substituted with other values). In contrast, the Japanese interviewees were asked, “Why do you think it is trouble to others, but not the deficiency of ability that make your face lost?” The interview materials were also translated and back-translated (see Appendix 2 for the questions in short). The interviews were performed in Chinese for Chinese participants and in Japanese for Japanese participants.

3.4Data coding and analysis

The present study adopts a value-construct approach to examine the values that triggered face-enhancement and face-threat among the Chinese and Japanese participants. In order to illustrate particular values determining the evaluations and judgments of face-enhancement or face-threat, our analysis focused on the ‘reasons’ described by participants in the questionnaire. We expected participants to identify the specific attributes that influenced their face perception by responding to the ‘reasons’ that lead to the perception of face-enhancement and face-threat. With the help of NVivo (version 12), the authors generalised these ‘reasons’ into specific values. For instance, the ‘public image’ value frequently emerged in our data, represented by yinxiang (‘impression’) and yingxiang (‘influence’) in Chinese, and hyoban (‘reputation’) and insho (‘impression’) in Japanese. Similarly, the ‘achievement’ value was expressed as bi bieren hao (‘better than others’) in Chinese and yūetsukan (‘a sense of superiority’) in Japanese.

Our participants may have provided multiple reasons for face-enhancement or face-threat. One Japanese participant, for instance, perceived the ‘borrowing money from a friend’ scenario as face-threatening due to ‘a lack of money’, ‘causing others trouble’, and ‘feeling embarrassed’. Consequently, we coded three ‘reasons’ leading to face-threat. Ultimately, we collected 369 Chinese results and 252 Japanese results, with a total of 625 reasons encompassing 333 reasons in Chinese and 292 reasons in Japanese (cf. Table 3). These reasons were categorised into seven types of values that trigger face-enhancement and seven types of values that trigger face-threat. We compared the frequency of values by conducting Chi-square tests with the significance level set at 0.05.

4.Results

This section presents the prominent values that trigger face-enhancement and face-threat, respectively, and the frequency of mentioning values obtained from the questionnaire. Additionally, the results from the structured interviews are described.

4.1Prominent triggering values of face-enhancement and face-threat

Based on the generalisation of the reasons that trigger face-enhancement, we ultimately identified seven main categories (see Table 1) of values. For each value, a Chinese example is provided first, followed by a Japanese example, in the table’s illustration column.

Table 1.Prominent values triggering face-enhancement
Value Description Illustration
Status superiority power to constrain people and resources you weiyan ‘prestigious’
igen ga aru ‘have dignity’
Good public image the approval of one’s image by the public hen duo ren zhi dao ‘known to the public’
mitomerareru ‘be approved’
Competence personal competence and accomplishments nengli hen qiang ‘the ability is strong’
noryoku ga takai ‘the ability is high’
Self-esteem and pride inner feelings of the participants gandao guangrong ‘feel honoured’
jishin ga tsuku ‘build up confidence’
Consideration care and empathy towards others bangzhu bieren ‘help others’
tasukeru ‘help others’
Stable relationships be approved as an insider zhongshi wo ‘attach importance to me’
shinyū to omotte ‘be considered as a close friend’
Responsibility to perform one’s duties wancheng renwu ‘mission accomplished’
menbā ni sekinin-kan ga aru ‘members have a sense of responsibility’

Status superiority refers to the ability to exert control over individuals and resources. The commanding position of a superior, as well as wealth superiority, were perceived as face-enhancing. Good public image refers to public approval of one’s image, which emphasises the distinctiveness of self from others and is often accompanied by the recognition of others. Competence concerns personal competence and the accomplishments achieved by the individual. Competence is frequently associated with comparisons between oneself and others, indicating a belief that one is superior to others. Self-esteem and pride are the positive inner feelings of the participants, that is, self-generated evaluations. Positive emotions, such as pride and glory, describe the inner feelings experienced in face-enhancing situations. Consideration22.According to Fukushima (2020)Fukushima, Saeko 2020Metapragmatics of Attentiveness: A Study in Interpersonal and Cross-Cultural Pragmatics. Bristol: Equinox.Google Scholar logo with link to Google Scholar, consideration is demonstrated by paying attention to the other party and tuning one’s feelings in line with theirs, i.e., doing something for the other party. In contrast, inconsideration refers to ignoring the feelings of others and causing them inconvenience or harm. relates to care and empathy, explicitly attending to the needs of others. Our participants suggested that their face was enhanced when they were assisting or doing something for the other party. Stable relationships emphasise the safety and stability of relationships between individuals and groups. Face is enhanced when one is considered a close friend or valued by others, indicating a sense of belonging. Responsibility involves adhering to social expectations in terms of fulfilling obligations. The responsibility value orients to group face as well. Those who were exposed to the ‘being respected by an inferior’ scenario reported their face enhanced after observing that their group members had completed the task on schedule. In addition, the responsibility value relates to self-management. The participant’s face was enhanced for working hard and demonstrating good self-management, rather than superiority over others.

The face-threat values were also divided into seven main categories (see Table 2).

Table 2.Prominent values triggering face-threat
Value Description Illustration
Social status (threatened) the challenge to one’s higher status weiyan bei tiaozhan ‘prestige was challenged’
rīdā o mushisareta ‘the leader was ignored’
Negative public image the negation of one’s image by other people bei ren xiaohua ‘be laughed at’
mainasu imēji ‘a negative image’
Incompetence personal deficiencies and failures meiyou nengli ‘have no competence’
jinsei no shippai ‘failures in life’
Self-abasement and shame the negative inner feelings of the participants chu chou ‘be humiliated’
hazukashī ‘be ashamed’
Inconsideration showing no care or empathy towards others darao bieren ‘disturb others’
meiwaku o kakeru ‘trouble others’
Unstable relationships not approved as an insider bei paichu quanzi wai ‘be excluded from the group’
shinyū de wa nakatta ‘not close friends’
Irresponsibility failure to perform one’s duties mei wancheng gongzuo ‘leave the job undone’
shigoto ga maniawanakatta ‘failed to finish the job in time’

Social status (threatened) originates from the challenge to one’s higher status, which leads to the loss of prestige. Negative public image refers to the negation of one’s image by other people. Incompetence concerns personal deficiencies and failures, which are often judged by oneself. Self-abasement and shame represent the participants’ inner feelings and are self-evaluations. Inconsideration denotes a lack of care or empathy towards others. In particular, the Japanese participants explained that it is considered shameful to trouble others. Unstable relationships refer to the insecurity of interpersonal relationships, especially when one is not approved as an insider. Irresponsibility refers to the failure to meet one’s duties. The participants indicated that the unfulfilment of personal obligations leads to a certain degree of face-threat.

Table 3 presents the frequency and percentage of values that trigger face-enhancement and face-threat.33. Table 3 shows 276 reasons triggering face-enhancement and 349 reasons triggering face-threat, which add up to a total of 625, matching the number of reasons produced by Chinese and Japanese participants. Table 4 presents the 276 reasons triggering face-enhancement reported by Chinese and Japanese participants, while Table 5 displays the 349 reasons triggering face-threat reported by the same participants. As illustrated in Table 3, values that trigger face-enhancement and face-threat are distributed in similar categories. In a descending trend, face perception is mainly related to competence and incompetence (29.44%), inner feelings: self-esteem and pride and self-abasement and shame (17.76%), positive or negative public image (14.72%), stable relationships and unstable relationships (12.96%), status superiority and social status (threatened) (11.20%), responsibility and irresponsibility (8.64%), followed by consideration and inconsideration (5.28%). It appears that face-enhancement is more likely to be triggered by competence (37.32%), compared with the percentage incompetence (23.21%) occupied in face-threatening situations. On the other hand, face-threat is more likely to be triggered by negative public image (18.05%) and self-abasement and shame (21.78%), compared with the percentage good public image (10.51%) and self-esteem and pride (12.68%) occupied in face-enhancing situations.

Table 3.Prominent values triggering face-enhancement and face-threat
Values triggering face-enhancement Values triggering face-threat Total p
Freq. Pct. Freq. Pct. Freq. Pct.
Status superiority  22   7.97% Social status (threatened)  48  13.75%  70  11.20%  0.041*
Good public image  29  10.51% Negative public image  63  18.05%  92  14.72%  0.022*
Competence 103  37.32% Incompetence  81  23.21% 184  29.44%   0.005**
Self-esteem and pride  35  12.68% Self-abasement and shame  76  21.78% 111  17.76%  0.013*
Consideration  14   5.07% Inconsideration  19   5.44%  33   5.28% 0.844
Stable relationships  38  13.77% Unstable relationships  43  12.32%  81  12.96% 0.639
Responsibility  35  12.68% Irresponsibility  19   5.44%  54   8.64%   0.003**
Total 276 100.00% 349 100.00% 625 100.00%
* p < .05
** p < .01
*** p < .001

Our results showed that values triggering face-enhancement and face-threat belong to similar categories. However, the Chi-square goodness of fit test suggested that values triggering face-enhancement and face-threat differed significantly (χ 2 = 5.693, p = .017). This indicates an asymmetric relationship of values that trigger face-enhancement and face-threat. Additional Chi-square tests showed that face-enhancement was more often triggered by competence (p = .005) and responsibility (p = .003), whereas face-threat was more often triggered by social status (threatened) (p = .041), negative public image (p = .022) and self-abasement and shame (p = .013). Only consideration vs. inconsideration (p = .844) and stable relationships vs. unstable relationships (p = .639) were equally perceived in face-enhancing and face-threatening situations.

4.2Comparison between Chinese and Japanese participants

Table 4 presents the frequency and percentage of values reported in face-enhancing situations by Chinese and Japanese participants. Overall, Chinese participants provided a greater number of values than Japanese participants (f = 167 for Chinese, f = 109 for Japanese). Both Chinese and Japanese participants considered competence (42.51% and 29.36%, respectively) as the prominent value that triggers face-enhancement. Compared with Chinese participants, Japanese participants considered status superiority to be a less sensitive value (11.98% and 1.83%, respectively). Both Chinese and Japanese participants mentioned consideration less frequently than other values in face-enhancing situations (4.19% and 6.42%, respectively).

Table 4.Prominent values of face-enhancement in Chinese and Japanese
Chinese Japanese p
Freq. Pct. Freq. Pct.
Status superiority  20  11.98%   2   1.83%   0.004**
Good public image  10   5.99%  19  17.43%   0.007**
Competence  71  42.51%  32  29.36% 0.131
Self-esteem and pride  13   7.78%  22  20.18%   0.008**
Consideration   7   4.19%   7   6.42% 0.434
Stable relationships  29  17.37%   9   8.26% 0.059
Responsibility  17  10.18%  18  16.51% 0.176
Total 167 100.00% 109 100.00%
* p < .05
** p < .01
*** p < .001

The Chi-square tests showed that the Chinese participants reported status superiority more frequently (f = 20 for Chinese, f = 2 for Japanese; p = .004), and marginally44.The percentage of p-values between .05 and .10 that were described as “marginally significant” (Olsson-Collentine et al. 2019Olsson-Collentine, Anton, Marcel A. L. M. van Assen, and Chris H. J. Hartgerink 2019 “The Prevalence of Marginally Significant Results in Psychology Over Time.” Psychological Science 30 (4): 576–586. Google Scholar logo with link to Google Scholar). more often reported stable relationships (f = 29 for Chinese, f = 9 for Japanese; p = .059). Conversely, Japanese participants reported good public image (f = 10 for Chinese, f = 19 for Japanese; p = .007) and self-esteem and pride (f = 13 for Chinese, f = 22 for Japanese; p = .008) more frequently. Although participants reported different frequencies for competence, consideration, and responsibility, these differences did not reach a significant level (p = 0.131, 0.434, and 0.176, respectively).

Table 5.Prominent values of face-threat in Chinese and Japanese
Chinese Japanese p
Freq. Pct. Freq. Pct.
Social status (threatened)  25  15.06%  23  12.57% 0.557
Negative public image  30  18.07%  33  18.03% 0.994
Incompetence  52  31.33%  29  15.85%   0.007**
Self-abasement and shame  26  15.66%  50  27.32%  0.034*
Inconsideration   3   1.81%  16   8.74%   0.007**
Unstable relationships  26  15.66%  17   9.29% 0.110
Irresponsibility   4   2.41%  15   8.20%  0.024*
Total 166 100.00% 183 100.00%
* p < .05
** p < .01
*** p < .001

Table 5 presents the frequency and percentage of values reported by Chinese and Japanese participants in face-threatening situations. Overall, Japanese participants provided a greater number of values than Chinese participants (f = 166 for Chinese, f = 183 for Japanese). Our Chinese participants considered incompetence (31.33%) as the prominent value, whereas our Japanese participants considered self-abasement and shame (27.32%) to be the prominent value. In addition, irresponsibility and inconsideration were less frequently mentioned by Chinese participants (2.41% and 1.81%, respectively) than by Japanese participants (8.20% and 8.74%, respectively). Chi-square tests showed that Japanese participants reported inconsideration (f = 3 for Chinese, f = 16 for Japanese; p = .007), self-abasement and shame (f = 26 for Chinese, f = 50 for Japanese; p = .034), and irresponsibility (f = 4 for Chinese, f = 15 for Japanese; p = .024) more frequently, whereas Chinese participants more frequently reported incompetence (f = 52 for Chinese, f = 29 for Japanese; p = .007). The participants reported different frequencies for social status (threatened), negative public image, and unstable relationship, but these differences did not reach a significant level (p = 0.557, 0.994, and 0.110, respectively).

In the following section, we provide a description of results from our structured interviews in which the respondents explained their choices.

As for the ‘borrowing money from a friend’ scenario, most Chinese respondents felt that their face was at risk due to their lack of competence. The lack of money represents inadequacies and inferiority on the part of the borrower. Our Chinese respondents emphasised that there is a link between personal competence and successful interpersonal relationship maintenance. One interviewee explained the relevance of personal superiority to interpersonal relationships:

(1)

Chinese respondent (female, 31-year-old)

Wo zhiqian (boshi) mei biye de shihou, qinqi pengyou men ye bu zoudong. Xianzai wo biye le, jiu gei wo ma da dianhua, wen wo neng bu neng jiao jiao ta haizi yingyu. Zhe yao huan zuo yiqian shi bu keneng fasheng de.

Before I graduated (with a PhD), my acquaintances and relatives did not ask me for any favours. However, now that I have graduated, they called and asked my mother whether I could teach English to her children. This would never have happened in the past.’

Most Japanese participants, on the other hand, viewed the scenario as inconsiderate, because displaying no concern for friends is considered rude and poses a challenge to interpersonal connections. One interpretation by a Japanese respondent is:

(2)

Japanese respondent (female, 45-year-old)

Riyū toshite tatoe naka ga yokatta kyūyū datta toshite mo, keizai teki ni tayoru no wa, tanomareta aite mo meiwaku de ari, tanomu jibun ga nasakenai desu. Tomodachi to kinsen o motomeru kōi wa, ima made no kankei o kuzushikanenai node mentsu wa nashi to omou.

‘Even if the other party is a close friend, as illustrated, economically relying on someone can be a burden to the person who is asked, and it is shameful for me to rely on others. Borrowing money from friends could ruin the relationship so far, hence it is face-threatening.’

Regarding the scenario of ‘being criticised by a superior’, both Chinese and Japanese respondents identified negative public image, self-abasement and shame as factors contributing to face loss. However, there are cultural differences in the significance of self-abasement and shame and their subordinate emotions, such as embarrassment and shame. While Chinese respondents viewed self-abasement and shame as fleeting and short-lived, Japanese respondents perceived them as persistent and frequent. Consider the following explanations:

(3)

Chinese respondent (male, 30-year-old)

Zai bei piping de shihou, wo diyi dian xiangdao shi, zenme zhege difang zuo cuo le, gandao youdian ganga. Danshi wo xiangdao you zheme duo ren zai chang de hua, na jiu gei hen duo ren liuxia le bu hao xingxiang. Zhezhong bu hao de xingxiang bi ganga geng rang wo mei mianzi. Bu hao de xingxiang shi changqi de yingxiang, ganga jiu shi yi zhong zanshi, duanqi de ganjue .

When I was criticised, I first thought about how I made a mistake and felt a bit embarrassed. However, I worry that my mistake was witnessed by so many people, which could leave a bad image. Having a bad image is a greater threat to one’s face than feeling embarrassed. While embarrassment is a momentary, short-term feeling, a negative image can have a long-term effect.

(4)

Japanese respondent (female, 38-year-old)

Imēji ga waruku naru yori mo hazukashī omoi o suru hō ga mentsu nashi toiu hyōgen ni takai to omoimashita. ‘Imēji’ toshite shintōsuru yori hazukashī koto toshite shūi no shain ga omoidasu koto ga ōi to omou kara desu.

I believe that feeling ashamed is a greater threat to one’s face than having a bad image. I think the surrounding colleagues will frequently remember things as something shameful rather than as something they believe in as an ‘image’.

As for the ‘being respected by an inferior’ scenario, the questionnaire yielded comparable answers to the ‘borrowing money from a friend’ scenario, with Chinese respondents emphasising status superiority and Japanese respondents emphasising responsibility. During the interview, Chinese respondents explained that the scenario is face-enhancing, as the members’ accomplishment of working is viewed as a face-giving act:

(5)

Chinese respondent (female, 45-year-old)

You mianzi shi yinwei dajia zhichi wo gongzuo, gei le wo mianzi. Dajia zunzhong wo, renke wo, cai hui gei wo mianzi, anshi wancheng renwu.

‘The reason why my face has been enhanced is because everyone supports my work, which gives me face. Members respect and approve me, therefore they give me face and complete the task on time.’

It appears that Chinese renqing practice occurs not just in social contexts, as evidenced by the ‘borrowing money from a friend’ scenario, but also in business settings, as demonstrated by the current case. Our Japanese interviewees, on the other hand, cited role-based obligations as the primary motivation for face-enhancement:

(6)

Japanese respondent (female, 50-year-old)

Rīdā toshite no yakuwari ga chanto dekiteita kara menbā wa shinraishite iu koto o mamotte kureta nda to omou. Soshite, rīdā to iu chii toshite, hatasu beki yakuwari o menbā ni yotte suikō dekita tame, menbā ga rīdā ni taisuru nanrakano giri, rīdā no tame ni, to no shinjō ga atta to suisoku dekiru kara.

‘I think that because my role as a leader was fulfilled properly, the members trusted and upheld their responsibilities. As the leader, I was able to carry out the necessary tasks based on the support from the members. It is conceivable that there was some sense of obligation or dedication to the leader from the members.’

To sum up, the results of the interview demonstrated that the disparities between the two linguacultures were due to their divergent cultural orientations. The perception of face-threat and face-enhancement among the Chinese respondents was substantially correlated with guanxi (‘relationship’). Face and facework are frequently employed in Chinese social communication to maintain and enhance interpersonal relationships. The Japanese respondents, on the other hand, noted observations of social norms, such as the ideological term meiwaku (‘debt’), the fulfilment of obligations, and the prevalence of shame.

5.Discussion

In this section, we first discuss the asymmetric nature of face-enhancement and face-threat by concentrating on their triggering values. Then, we will focus on the similarities and differences between Chinese and Japanese participants’ responses to face-enhancement and face-threat scenarios, as well as the causes behind their responses.

5.1The asymmetry of triggering values in face-enhancement and face-threat scenarios

Our participants confirmed that face-enhancement is triggered by a set of cultural values, including status superiority, good public image, competence, self-esteem and pride, consideration, stable relationships, and responsibility. Participants felt their face enhanced when the public approved their image or evaluated their ability higher than their peers, as indicated by status superiority, good public image, and competence. Face relates more to others’ judgments in accordance with external constraints, emphasising an individual’s personal dependence on social approval and driving the desire for more positive feedback through comparisons to others. Face is also self-judged; self-esteem and pride are positive self-generated evaluations that participants experience after successfully maintaining their face.

Interestingly, we discovered new understandings of how face is influenced by consideration. Both Chinese and Japanese individuals acknowledged the importance of others in social interactions, which motivates the protection of others’ face by allowing them to look good (Morisaki and Gudykunst 1994Morisaki, Seiichi, and William B. Gudykunst 1994 “Face in Japan and the United States.” In The Challenge of Facework: Cross-Cultural and Interpersonal Issues, ed. by Stella Ting-Toomey, 47–93. Albany, NY: State University of New York Press.Google Scholar logo with link to Google Scholar). Our study suggests that showing consideration also protects one’s self-face, albeit at a lower frequency (cf. Table 4). Both contributors and beneficiaries perceive consideration to be face-enhancing, as indicated by the ‘lending money to a friend’ scenario. Helping others is definitely a polite behaviour, which seems to contradict Hinze’s (2012 2012 “Chinese Politeness Is Not about ‘Face’: Evidence from the Business World.” Journal of Politeness Research 8 (1): 11–27. Google Scholar logo with link to Google Scholar, 20) argument that concerning mianzi did not engender polite behaviour (linguistic or otherwise). Responsibility is also self-face related by observing conventional modes of social bonding in established groups (Schwartz et al. 2012Schwartz, Shalom H., Jan Cieciuch, Michele Vecchione, Eldad Davidov, Ronald Fischer, Constanze Beierlein, Alice Ramos, Markku Verkasalo, Jan-Erik Lönnqvist, Kursad Demirutku, Ozlem Dirilen-Gumus, and Mark Konty 2012 “Refining the Theory of Basic Individual Values.” Journal of Personality and Social Psychology 103 (4): 663–688. Google Scholar logo with link to Google Scholar). Those who deviate from the conventional modes of behaviour risk losing their self-face because they are seen as irresponsible or untrustworthy. Our study suggests that one’s self-face, as indicated by fulfilling one’s duties, is politeness-related by observing the norms of manner/etiquette, i.e., liyi in Chinese and leigi in Japanese (Haugh 2007 2007 “Emic Conceptualisations of (Im)Politeness and Face in Japanese: Implications for the Discursive Negotiation of Second Language Learner Identities.” Journal of Pragmatics 39 (4): 657–680. Google Scholar logo with link to Google Scholar). The consideration of others’ face is also politeness-related by observing the norms of attentiveness, i.e., zhoudao in Chinese and kikubari in Japanese (Fukushima and Haugh 2014Fukushima, Saeko, and Michael Haugh 2014 “The Role of Emic Understandings in Theorizing Im/Politeness: The Metapragmatics of Attentiveness, Empathy and Anticipatory Inference in Japanese and Chinese.” Journal of Pragmatics 74: 165–179. Google Scholar logo with link to Google Scholar; Zhou and Zhang 2018 2018 “Reconstructing the Politeness Principle in Chinese: A Response to Gu’s Approach.” Intercultural Pragmatics 15 (5): 693–721. Google Scholar logo with link to Google Scholar).

As for values triggering face-threat, our participants claim that social status (threatened), negative public image, incompetence, self-abasement and shame, inconsideration, unstable relationships, and irresponsibility are sensitive to the perception of face-threat. Inconsideration and unstable relationships did not differ significantly from their corresponding values. However, social status (threatened), negative public image, incompetence, and self-abasement and shame differed significantly from their corresponding values (cf. Table 3). We assume that values triggering face-enhancement and face-threat could embody an asymmetric feature in which specific values are more related to face-threat, but not so much to face-enhancement, and vice versa. This result is consistent with the previous claims that when face is positively evaluated, there is praise for one’s achievement, whereas face is negatively evaluated when an individual’s quality of character, i.e., reputation, is involved (Haugh 2005Haugh, Michael 2005 “What Does ‘Face’ Mean to the Japanese? Understanding the Import of ‘Face’ in Japanese Business Interactions.” In Asian Business Discourse(s), ed. by Francesca Bargiela-Chiappini, and Gotti Maurizio, 211–238. Berlin: Peter Lang.Google Scholar logo with link to Google Scholar; Zhou and Zhang 2017 2017 “How Face as a System of Value-Constructs Operates through the Interplay of Mianzi and Lian in Chinese: A Corpus-Based Study.” Language Sciences 64: 152–166. Google Scholar logo with link to Google Scholar).

Face conceptualisation requires both face-enhancement and face-threat. Matsumoto (1988)Matsumoto, Yoshiko 1988 “Reexamination of the Universality of Face: Politeness Phenomena in Japanese.” Journal of Pragmatics 12 (4): 403–26. Google Scholar logo with link to Google Scholar suggests that Japanese honorifics are used in apparently non-face-threatening situations. Thanking, congratulating, inviting, and promising are all face-enhancing behaviours that help achieve a “positive face goal” (Leech 2014Leech, Geoffrey N. 2014The Pragmatics of Politeness. Oxford: Oxford University Press. Google Scholar logo with link to Google Scholar, 110). However, moving away from face-threat, face arrives at a saving point, where the values associated with face-threat are retained. When face reaches the point of enhancement, distinctive values may become apparent. In their research design, for example, Holtgraves and Kraus (2018)Holtgraves, Thomas, and Brian Kraus 2018 “Processing Scalar Implicatures in Conversational Contexts: An ERP Study.” Journal of Neurolinguistics 46: 93–108. Google Scholar logo with link to Google Scholar chose the broader “non-face-threatening” dimension as the inverse of “face-threatening”.

5.2Perceptions of face-enhancement and face-threat by Chinese and Japanese

Contrastive results indicated both similarities and differences between Chinese and Japanese participants. Similar frequencies of reported values were found in competence, consideration, and stable relationships in face-enhancing situations. In face-threatening situations, similar frequencies of reported values were found in social status (threatened), negative public image, and unstable relationships. This result is inconsistent with Sueda’s (1998)Sueda, Kiyoko 1998 “Chugokujin Gakusei to Nihonjin Gakusei no “Mentsu” no Gainen oyobi Komyunikeshon Sutoratejii ni kansuru Hikaku no Ichi Jirei Kenkyuu [A Quantitative Analysis of Differing Perceptions of Mien-tzu/Mentsu between Chinese and Japanese Students: A Case Study].” Japanese Journal of Social Psychology 13 (2): 103–111.Google Scholar logo with link to Google Scholar claim that Japanese face is more harmed when people are unfairly treated according to their social status. In collectivist cultures such as Chinese and Japanese, there is a strong emphasis on hierarchy (Triandis et al. 1990Triandis, Harry C., Christopher McCusker, and C. Harry Hui 1990 “Multimethod Probes of Individualism and Collectivism.” Journal of Personality and Social Psychology 59 (5): 1006–1020. Google Scholar logo with link to Google Scholar). This vertical dimension embraces inequity, and privileges are granted according to social ranks in both cultures.

The cultural exchanges between China and Japan have spanned thousands of years, with Chinese notions of face being incorporated into Japanese culture during various historical periods. The figurative use of face is represented by two Chinese terms: mian and lian (Hu 1944Hu, Hsien Chin 1944 “The Chinese Concepts of ‘Face’”. American Anthropologist 46 (1): 45–64. Google Scholar logo with link to Google Scholar). It was during the early twentieth century (the 1920s–1930s) that the Chinese term mian(zi) was borrowed into (Modern Standard) Japanese, with a different pronunciation as men(tsu) (Haugh 2005Haugh, Michael 2005 “What Does ‘Face’ Mean to the Japanese? Understanding the Import of ‘Face’ in Japanese Business Interactions.” In Asian Business Discourse(s), ed. by Francesca Bargiela-Chiappini, and Gotti Maurizio, 211–238. Berlin: Peter Lang.Google Scholar logo with link to Google Scholar). The Chinese term yan, referring to prestige (e.g., in the compound form yanmian) was incorporated into (Modern Standard) Japanese with a different pronunciation, kao, and acquired the figurative sense of positive social image during the Heian period (8–12 century A.D.) (Haugh 2005Haugh, Michael 2005 “What Does ‘Face’ Mean to the Japanese? Understanding the Import of ‘Face’ in Japanese Business Interactions.” In Asian Business Discourse(s), ed. by Francesca Bargiela-Chiappini, and Gotti Maurizio, 211–238. Berlin: Peter Lang.Google Scholar logo with link to Google Scholar).

Another similarity is that our participants were more concerned with values triggering face-threat (cf. Table 3). This suggested that, compared with actions contributing to face-enhancement, behaviours were more likely to be motivated by the avoidance of face-threat, i.e., face-saving behaviours. The emphasis on face-saving behaviours illustrates why the Western understanding of face is explainable from the perspective of Brown and Levinson’s (1987Brown, Penelope, and Stephen C. Levinson 1987Politeness: Some Universals in Language Usage. Cambridge: Cambridge University Press. Google Scholar logo with link to Google Scholar) politeness theory. We believe that only the threat of face-loss has been incorporated into Western linguacultures, rather than the desire for face-enhancement.

Comparative results indicated that, in face-enhancing situations, Chinese participants reported a significantly higher frequency of status superiority and competence, whereas Japanese participants reported more instances of good public image, self-esteem and pride, and responsibility (cf. Table 4). The Chinese participants considered social status and competence as embodiments of superiority through an acknowledged advantage over other people. This result is consistent with the notion of getting face promoted by manipulating their rules to build guanxi (‘relationship’) (Yabuuchi 2004Yabuuchi, Akio 2004 “Face in Chinese, Japanese, and U.S. American Cultures.” Journal of Asian Pacific Communication 14 (2): 261–297. Google Scholar logo with link to Google Scholar). Chinese individuals build guanxi by exchanging renqing (‘favour’) in social communication. The practice of renqing renders Chinese interpersonal guanxi more multidimensional (Yuan 2022Yuan, Zhoumin 2022 “Yanyu Jiaoyu Zhong de Guanxi Guanli Moxing: Bentu Yuyong Shijiao [Guanxi Management Model in Verbal Communication: An Indigenous Pragmatic Perspective].” Foreign Language Research 2: 1–7. Google Scholar logo with link to Google Scholar). For instance, the participants had different perceptions of the ‘lending money to a friend’ scenario:

(Scenario: Your classmate asked you for a loan of some money after becoming a working adult. You believe that:)

(7)

(Chinese)

Wo you mianzi shi yinwei wo bi tongxue geng youxiu. Xiangtong de xuexiao, xiangtong de qidian, danshi xianzai ziji geng youqian .

‘My face is enhanced since I am better than my classmate. We graduated from the same school, so our starting points are identical. Nevertheless, I now have more money than my classmate.’

(8)

(Japanese)

Mukashi no kurasumēto ni tayotte moraeta kara. Jibun wa dare ka o tasukeru koto ga dekiru yoyū ga aru ningen da to omou kara.

‘A former classmate’s reliance on me has made my face enhanced. I consider myself to be someone who can afford to help others.’

The examples demonstrate that our participants agreed that the ‘lending money to a friend’ scenario influences the perceptions of face-enhancement. However, the Chinese participant claimed that competence superiority (geng youxiu) and financial status superiority (geng youqian) contribute to face-enhancement to some extent. Our Chinese participants indicated individual superiority through the explicit or implicit comparison with others. In contrast, the Japanese participants explained this scenario by referring to consideration, i.e., tasukeru (‘help others’). In other words, the Japanese participants believed that showing care and empathy was a path to greater self-face.

The Japanese participants took inconsideration and irresponsibility more seriously in face-threatening scenarios, often accompanied by a sense of shame, as indicated by their higher mentioning of self-abasement and shame (cf. Table 5). Inconsideration and irresponsibility are inconsistent with the traditional Japanese notion of giri, the sense of duty or obligation based on emotional attachment towards the target person(s) (Doi 1971Doi, Takeo 1971Amae no Kozo [The Construction of Interdependence]. Tokyo: Koobundoo.Google Scholar logo with link to Google Scholar). Behaviours that inflict emotional harm on others are primarily linked to the preservation of one’s own self-image, as evidenced by the greater emphasis on shame among Japanese individuals. The judgment of losing face by Japanese participants is linked to the subjective emotions of those they interact with, as causing distress to others can pose a threat to one’s own self-image. The Japanese face is other-related and encompasses the expectations placed upon individuals by others. The distinction in perceptions regarding face-threat is exemplified through the ‘being disrespected by an inferior’ scenario:

(Scenario: You are the leader of a working group. Your team members did not finish the work you had assigned to them in time. You feel that your face is threatened because:)

(9)

(Chinese)

Zuowei guanli zhe, ruguo zuyuan bu fucong, wo ganjue ziji mei you weixin. Wo shuo de hua mei you quanwenxing .

‘As a manager, if the team members do not obey, I feel that I have no dignity, and what I say has no authority.’

(10)

(Japanese)

Menbā ga jikandōri ni shigoto o dekinakatta node jibun no tōsotsuryoku no na-sa ga wakaru kara. Mata, chīmu wa jikandōri ni shigoto o kansei dekinakatta kara.

‘As a leader, I had no leadership, as evidenced by the team’s inability to meet its deadline. Moreover, our team was unable to complete the task on time.’

The examples show that the participants agreed that the ‘being disrespected by an inferior’ scenario is face-threatening. However, the Chinese participant claimed that the threat to social status contributes to face-threat, as indicated by weixin (‘dignity’) and quanweixing (‘authority’). Conversely, the Japanese participant explained this scenario by referring to incompetence (tōsotsuryoku no na-sa). Moreover, Japanese participants mentioned irresponsibility as the cause of face-threat. They saw their face as threatened when the team failed to finish the work on time, as others expected. This difference reflects the divergent self that individuals hold within social relationships. Fei (1992)Fei, Xiaotong 1992From the Soil, the Foundations of Chinese Society: A Translation of Fei Xiaotong’s Xiangtu Zhongguo, with an Introduction and Epilogue. (Gary G. Hamilton, and Zheng Wang, Trans.) Berkeley: University of California Press.Google Scholar logo with link to Google Scholar claims that social relationships in China possess a self-centred quality. The Chinese tend to place a greater emphasis on self-centredness, exhibit a stronger desire for rests precisely on hierarchical differentiations, as indicated by a strong desire of weixin (‘dignity’) and quanweixing (‘authority’). In contrast, the Japanese are believed to be more group-oriented, exhibiting a continuous susceptibility to social pressure stemming from an underlying fear of abandonment (Morisaki and Gudykunst 1994Morisaki, Seiichi, and William B. Gudykunst 1994 “Face in Japan and the United States.” In The Challenge of Facework: Cross-Cultural and Interpersonal Issues, ed. by Stella Ting-Toomey, 47–93. Albany, NY: State University of New York Press.Google Scholar logo with link to Google Scholar). As a result, Japanese people are more concerned with adhering to the group’s norms and duties to maintain their group membership.

5.3Face perception and interpersonal relationship in Chinese and Japanese linguacultures

The structured interviews suggest that face and facework are frequently used in social communication in China to uphold and improve interpersonal relationships. In contrast, Japanese respondents made observations regarding social norms. The participants’ divergent perspectives on interpersonal relationships, Chinese guanxi and Japanese kankei, may help explain the differing face perceptions. According to Chinese respondents, the purpose of enhancing face by demonstrating advantages was to deepen interpersonal relationships through the exchange of mianzi. But in Japan, adhering to social norms did not necessarily mean keeping a close interpersonal relationship. Conversely, personal relations in a “vertical society” (Nakane 1970Nakane, Chie 1970Japanese Society. Berkeley, CA: University of California Press.Google Scholar logo with link to Google Scholar) aim to maintain a certain amount of social distance to avoid disrupting the other person. Thus, the Chinese place a premium on maintaining strong and stable interpersonal relationships, while the Japanese prefer to interact with one another from a distance in the name of territory defence.

An individual’s mianzi is a function of perceived social position and prestige within one’s social network, which might be derived from achieved status obtained via personal qualities of knowledge, strength, ability, and so forth (Ho 1976Ho, David Yau-fai 1976 “On the Concept of Face.” American Journal of Sociology 81 (4): 867–84. Google Scholar logo with link to Google Scholar). Accordingly, an individual’s social connections are important factors frequently considered by others when judging overall social status (Jacobs 1979Jacobs, J. Bruce 1979 “A Preliminary Model of Particularistic Ties in Chinese Political Alliances: Kan-Ch’ing and Kuan-Hsi in a Rural Taiwanese Township.” The China Quarterly 78: 237–273. Google Scholar logo with link to Google Scholar). Having close connections to influential people is highly sought after. As for tactics for enhancing relationships, one can present a gift or hold a feast, or as an interviewee said, simply increase the frequency of renqing (‘favour’) practices. The practice of renqing is a custom observed in Chinese interactions and signifies a stronger guanxi (‘relationship’) between participants. The pursuit of stronger relationships is primarily influenced by the family-centred cultural values prevalent in Chinese society. Chinese individuals welcome not only relatives, but also friends, colleagues, and other acquaintances within the social circle of the family (Chen 2019Chen, Xinren 2019 “ ‘Family-Culture’ and Chinese Politeness: An Emancipatory Pragmatic Account.” Acta Linguistica Academica 66 (2): 251–270. Google Scholar logo with link to Google Scholar). This expansion of the family’s social circle into professional setting is supported by the use of generalised kinship terms, facilitating Chinese students in establishing emotional connections with other members in their academic family, as demonstrated by Ren and Chen (2019)Ren, Juanjuan, and Xinren Chen 2019 “Kinship Term Generalization as a Cultural Pragmatic Strategy among Chinese Graduate Students.” Pragmatics and Society 10 (4): 613–38. Google Scholar logo with link to Google Scholar. Even on social media platforms, the preoccupation of Chinese individuals with intimate relationships is apparent (e.g., Jin and Chen 2020Jin, Yingzhe, and Xinren Chen 2020 “ ‘Mouren’ (‘Somebody’) Can Be You-Know-Who: A Case Study of Mock Referential Vagueness in Chinese Weibo Posts.” Journal of Pragmatics 164: 1–15. Google Scholar logo with link to Google Scholar).

In contrast, interpersonal interactions in Japanese should be kept at a safe distance. Standard Japanese, established in the early 20th century, was taught in school as a form of ‘manner’ for the modern nation’s people. These manners were based on the rules of decorum of buke (‘samurai families’) and were strongly promoted within families, which led to increased interpersonal distance in close relationships (Takiura 2013Takiura, Masato 2013Nihongo wa Shitashisa o Tsutae Rareru ka [Can Japanese Language Communicate Closeness?]. Tokyo: Iwanami Shoten.Google Scholar logo with link to Google Scholar). Te-kureru, for example, is a form of honorifics distinguishing social ranks of interlocutors (Obana and Haugh 2018Obana, Yasuko, and Michael Haugh 2018 “Malefactive Uses of Giving/Receiving Expressions: The Case of Te-Kureru in Japanese.” East Asian Pragmatics 3 (2): 201–231. Google Scholar logo with link to Google Scholar). Hasegawa (2012)Hasegawa, Yoko 2012 “Against the Social Constructionist Account of Japanese Politeness.” Journal of Politeness Research 8(2): 245–268. Google Scholar logo with link to Google Scholar highlights that the Japanese students do not shift their speech to plain form in academic settings; instead, they place great emphasis on adhering to the social norm of polite language. Additionally, Diegoli (2022)Diegoli, Eugenia 2022 “The Speech Act of Apologising in Japanese Online Communication: A Corpus-Assisted Study on the Use of Gomen in Written, Computer-Mediated Settings.” East Asian Pragmatics 7 (1): 123–141. Google Scholar logo with link to Google Scholar points out the existence of numerous polite or super polite forms of apology in computer-mediated communication. Based on these observations, we may safely assume that Japanese interpersonal interactions, in contrast to the preoccupation with intimate relationships seen in Chinese individuals, tend to be characterised by maintaining a safe distance.

According to Gu (1990)Gu, Yueguo 1990 “Politeness Phenomena in Modern Chinese.” Journal of Pragmatics 14 (2): 237–257. Google Scholar logo with link to Google Scholar, the notion of face should not be seen in terms of psychological wants, but rather in terms of societal norms in the Chinese context. Our results suggest that face in the Japanese linguaculture is more societal than it is in the Chinese context. Japanese people appear to be more constrained by social conventions than Chinese people. Based on interview findings, Japanese participants commonly mentioned the emotional expression hazukashī (‘ashamed’) as a response to loss of face, which depicts a person’s awareness of outside pressure and their reliance on the group (Doi 1971Doi, Takeo 1971Amae no Kozo [The Construction of Interdependence]. Tokyo: Koobundoo.Google Scholar logo with link to Google Scholar). The ‘frame’ group (basho) has long occupied a significant position in Japanese social theory (Nakane 1970Nakane, Chie 1970Japanese Society. Berkeley, CA: University of California Press.Google Scholar logo with link to Google Scholar). The Japanese people’s adherence to social norms and their compliance with them result from their reliance on the group as a whole. It would be shameful to receive a reprimand from the ‘frame’ group, which provides ‘sanctuary’ to Japanese individuals. To continuously take advantage of their affiliated ‘frame’ group, the Japanese emphasise the spirit of wa (‘harmony’) and kakuitsuka (‘standardisation’) when dealing with interpersonal relationships.

6.Conclusion

The current study demonstrates that both Chinese and Japanese face are constructed by employing a set of cultural values that extend beyond mere public self-image. The similarities in the values involved in constructing both Chinese face and Japanese face are highlighted below:

  1. The values triggering face-enhancement and face-threat embody an asymmetric feature. Values triggering face-threat are more frequently mentioned than values triggering face-enhancement in both linguacultures.

  2. An individual’s face was enhanced more frequently when their competence was validated, and when one fulfilled their socially obligated duties. Conversely, one’s face was frequently threatened when their public reputation was in jeopardy, accompanied by a sensation of shame.

The values involved in constructing both Chinese face and Japanese face possess their own distinctive characteristics. The main differences are:

  1. In face-enhancing situations, status superiority and stable relationships were more important in enhancing Chinese participants’ face, while good public image and self-esteem and pride were more important for Japanese participants. Chinese participants were more sensitive to strengthening their face through an admitted advantage over other people. When face is involved, Chinese participants tend to enhance face through behaviours manifesting their advantage.

  2. In face-threatening situations, inconsideration, irresponsibility, and self-abasement and shame had greater effects on Japanese participants’ face-threat, whereas incompetence exhibited a higher degree of threat to Chinese participants’ face. Japanese participants were more sensitive to demonstrating their deference to prevailing social norms. They were more likely to protect their face from being threatened by behaviours manifesting their consistency to others.

  3. The respondents’ different face perceptions can be explained by their divergent attitudes towards interpersonal relationships. In contrast to the Japanese emphasis on individual territorial defence emphasised by the giri idea, the Chinese concept of renqing aims to bring people together.

In summary, the present findings have significant implications for reconsidering face from a value-construct perspective in both face-enhancing and face-threatening situations. Face-threat should not be considered the opposite of face-enhancement. Instead, moving from face-threat, face comes to a place of being saved, where the values related to face-threat are preserved, and then face comes to a place of being enhanced, where distinctively prominent values may emerge. In addition, the current study contributes to a deeper understanding of face in different linguacultures from a value-construct perspective. Guided by the value-construct approach to face, values serve as a necessary yardstick for comparisons of face between different linguacultures. The comparative results show that Chinese and Japanese participants have different perceptions of face, which provide implications for cross-cultural communication. In particular, when communicating with Chinese individuals, greater efforts should be made to enhance face, while when communicating with Japanese individuals, more efforts should be directed towards avoiding face-loss.

Funding

Research funded by National Social Science Foundation Project (22BYY069) to Ling Zhou.

Notes

1.The authors conducted interviews with Japanese respondents on WeChat because the popular Japanese application, Line, was unavailable in China. Prior to the interviews, we emailed the Japanese interviewees to assist them in downloading and using the application.
2.According to Fukushima (2020)Fukushima, Saeko 2020Metapragmatics of Attentiveness: A Study in Interpersonal and Cross-Cultural Pragmatics. Bristol: Equinox.Google Scholar logo with link to Google Scholar, consideration is demonstrated by paying attention to the other party and tuning one’s feelings in line with theirs, i.e., doing something for the other party. In contrast, inconsideration refers to ignoring the feelings of others and causing them inconvenience or harm.
3. Table 3 shows 276 reasons triggering face-enhancement and 349 reasons triggering face-threat, which add up to a total of 625, matching the number of reasons produced by Chinese and Japanese participants. Table 4 presents the 276 reasons triggering face-enhancement reported by Chinese and Japanese participants, while Table 5 displays the 349 reasons triggering face-threat reported by the same participants.
4.The percentage of p-values between .05 and .10 that were described as “marginally significant” (Olsson-Collentine et al. 2019Olsson-Collentine, Anton, Marcel A. L. M. van Assen, and Chris H. J. Hartgerink 2019 “The Prevalence of Marginally Significant Results in Psychology Over Time.” Psychological Science 30 (4): 576–586. Google Scholar logo with link to Google Scholar).

References

Bargiela-Chiappini, Francesca
2003 “Face and Politeness: New (Insights) for Old (Concepts).” Journal of Pragmatics 35 (10–11): 1453–1469. Google Scholar logo with link to Google Scholar
Bogdanowska-Jakubowska, Ewa
2011 “Cultural Variability in Face Interpretation and Management.” In Politeness Across Cultures, ed. by Francesca Bargiela-Chiappini, and Dániel Z. Kádár, 237–357. UK: Palgrave Macmillan. Google Scholar logo with link to Google Scholar
Brown, Penelope, and Stephen C. Levinson
1987Politeness: Some Universals in Language Usage. Cambridge: Cambridge University Press. Google Scholar logo with link to Google Scholar
Chang, Wei-Lin Melody
2018 “Emotivity and Face: Displaying and Soliciting Emotivity in Chinese Mediation Interactions.” Lingua 213: 43–62. Google Scholar logo with link to Google Scholar
Chen, Xinren
2019 “ ‘Family-Culture’ and Chinese Politeness: An Emancipatory Pragmatic Account.” Acta Linguistica Academica 66 (2): 251–270. Google Scholar logo with link to Google Scholar
Diegoli, Eugenia
2022 “The Speech Act of Apologising in Japanese Online Communication: A Corpus-Assisted Study on the Use of Gomen in Written, Computer-Mediated Settings.” East Asian Pragmatics 7 (1): 123–141. Google Scholar logo with link to Google Scholar
Doi, Takeo
1971Amae no Kozo [The Construction of Interdependence]. Tokyo: Koobundoo.Google Scholar logo with link to Google Scholar
Ervin-Tripp, Susan M., Kei Nakamura, and Jiansheng Guo
1996 “Shifting Face from Asia to Europe.” In Essays in Semantics and Pragmatics, ed. by Masayoshi Shibatani, and Sandra A. Thompson, 32–43. Amsterdam: John Benjamins Publishing Company. Google Scholar logo with link to Google Scholar
Fei, Xiaotong
1992From the Soil, the Foundations of Chinese Society: A Translation of Fei Xiaotong’s Xiangtu Zhongguo, with an Introduction and Epilogue. (Gary G. Hamilton, and Zheng Wang, Trans.) Berkeley: University of California Press.Google Scholar logo with link to Google Scholar
Feldman, Ofer, and Ken Kinoshita
2019 “Ignoring Respect: The Effects of Threat to Face on Replies and the Ensuing Questions During Broadcast Political Interviews in Japan.” Journal of Language and Social Psychology 38 (5–6): 606–627. Google Scholar logo with link to Google Scholar
Fukushima, Saeko
2020Metapragmatics of Attentiveness: A Study in Interpersonal and Cross-Cultural Pragmatics. Bristol: Equinox.Google Scholar logo with link to Google Scholar
Fukushima, Saeko, and Michael Haugh
2014 “The Role of Emic Understandings in Theorizing Im/Politeness: The Metapragmatics of Attentiveness, Empathy and Anticipatory Inference in Japanese and Chinese.” Journal of Pragmatics 74: 165–179. Google Scholar logo with link to Google Scholar
Geyer, Naomi
2010 “Teasing and Ambivalent Face in Japanese Multi-Party Discourse.” Journal of Pragmatics 42 (8): 2120–2130. Google Scholar logo with link to Google Scholar
Goffman, Erving
1967Interaction Ritual: Essays on Face-to-Face Behaviour. New York: Pantheon Books.Google Scholar logo with link to Google Scholar
Gu, Yueguo
1990 “Politeness Phenomena in Modern Chinese.” Journal of Pragmatics 14 (2): 237–257. Google Scholar logo with link to Google Scholar
Gudykunst, William B., Yuko Matsumoto, Stella Ting-Toomey, Tsukasa Nishida, Kwangsu Kim, and Sam Heyman
1996 “The Influence of Cultural Individualism-Collectivism, Self Construals, and Individual Values on Communication Styles Across Cultures.” Human Communication Research 22 (4): 510–543. Google Scholar logo with link to Google Scholar
Hasegawa, Yoko
2012 “Against the Social Constructionist Account of Japanese Politeness.” Journal of Politeness Research 8(2): 245–268. Google Scholar logo with link to Google Scholar
Haugh, Michael
2005 “What Does ‘Face’ Mean to the Japanese? Understanding the Import of ‘Face’ in Japanese Business Interactions.” In Asian Business Discourse(s), ed. by Francesca Bargiela-Chiappini, and Gotti Maurizio, 211–238. Berlin: Peter Lang.Google Scholar logo with link to Google Scholar
2007 “Emic Conceptualisations of (Im)Politeness and Face in Japanese: Implications for the Discursive Negotiation of Second Language Learner Identities.” Journal of Pragmatics 39 (4): 657–680. Google Scholar logo with link to Google Scholar
He, Ming, and Shaojie Zhang
2011 “Re-Conceptualizing the Chinese Concept of Face from a Face-Sensitive Perspective: A Case Study of a Modern Chinese TV Drama.” Journal of Pragmatics 43 (9): 2360–2372. Google Scholar logo with link to Google Scholar
Hinze, Carl G.
2002 “Re-Thinking ‘Face’ Pursuing an Emic-Etic Understanding of Chinese Mian and Lian and English Face.” Ph.D. dissertation. University of Queensland.
2012 “Chinese Politeness Is Not about ‘Face’: Evidence from the Business World.” Journal of Politeness Research 8 (1): 11–27. Google Scholar logo with link to Google Scholar
Ho, David Yau-fai
1976 “On the Concept of Face.” American Journal of Sociology 81 (4): 867–84. Google Scholar logo with link to Google Scholar
Holtgraves, Thomas, and Brian Kraus
2018 “Processing Scalar Implicatures in Conversational Contexts: An ERP Study.” Journal of Neurolinguistics 46: 93–108. Google Scholar logo with link to Google Scholar
Hsu, Chuanhsi Stephen
1996 “ ‘Face’: An Ethnographic Study of Chinese Social Behavior.” Ph.D. dissertation. Yale University.
Hu, Hsien Chin
1944 “The Chinese Concepts of ‘Face’”. American Anthropologist 46 (1): 45–64. Google Scholar logo with link to Google Scholar
Hwang, Alvin, Anne Marie Francesco, and Eric Kessler
2003 “The Relationship Between Individualism-Collectivism, Face, and Feedback and Learning Processes in Hong Kong, Singapore, and the United States.” Journal of Cross-Cultural Psychology 34 (1): 72–91. Google Scholar logo with link to Google Scholar
Jacobs, J. Bruce
1979 “A Preliminary Model of Particularistic Ties in Chinese Political Alliances: Kan-Ch’ing and Kuan-Hsi in a Rural Taiwanese Township.” The China Quarterly 78: 237–273. Google Scholar logo with link to Google Scholar
Jin, Yingzhe, and Xinren Chen
2020 “ ‘Mouren’ (‘Somebody’) Can Be You-Know-Who: A Case Study of Mock Referential Vagueness in Chinese Weibo Posts.” Journal of Pragmatics 164: 1–15. Google Scholar logo with link to Google Scholar
Leech, Geoffrey N.
2014The Pragmatics of Politeness. Oxford: Oxford University Press. Google Scholar logo with link to Google Scholar
Li, Hui
2020 “Towards an Emic Understanding of Mianzi Giving in the Chinese Context.” Journal of Politeness Research 16 (2): 281–303. Google Scholar logo with link to Google Scholar
Lin, Chun-Chi, and Susumu Yamaguchi
2008 “Japanese Folk Concept of Mentsu: An Indigenous Approach from Psychological Perspectives.” In Perspectives and Progress in Contemporary Cross-Cultural Psychology: Proceedings from the 17th International Congress of the International Association for Cross-Cultural Psychology, ed. by Gang Zheng, Kwok Leung, and John G. Adair, 343–357.Google Scholar logo with link to Google Scholar
Matsumoto, Yoshiko
1988 “Reexamination of the Universality of Face: Politeness Phenomena in Japanese.” Journal of Pragmatics 12 (4): 403–26. Google Scholar logo with link to Google Scholar
Morisaki, Seiichi, and William B. Gudykunst
1994 “Face in Japan and the United States.” In The Challenge of Facework: Cross-Cultural and Interpersonal Issues, ed. by Stella Ting-Toomey, 47–93. Albany, NY: State University of New York Press.Google Scholar logo with link to Google Scholar
Nakane, Chie
1970Japanese Society. Berkeley, CA: University of California Press.Google Scholar logo with link to Google Scholar
Obana, Yasuko, and Michael Haugh
2018 “Malefactive Uses of Giving/Receiving Expressions: The Case of Te-Kureru in Japanese.” East Asian Pragmatics 3 (2): 201–231. Google Scholar logo with link to Google Scholar
Olsson-Collentine, Anton, Marcel A. L. M. van Assen, and Chris H. J. Hartgerink
2019 “The Prevalence of Marginally Significant Results in Psychology Over Time.” Psychological Science 30 (4): 576–586. Google Scholar logo with link to Google Scholar
Pan, Yuling, and Dániel Z. Kádár
2011 “Historical vs. Contemporary Chinese Linguistic Politeness.” Journal of Pragmatics 43 (6): 1525–1539. Google Scholar logo with link to Google Scholar
Ran, Yongping, and Linsen Zhao
2018 “Building Mutual Affection-Based Face in Conflict Mediation: A Chinese Relationship Management Model.” Journal of Pragmatics 129: 185–98. Google Scholar logo with link to Google Scholar
Ren, Juanjuan, and Xinren Chen
2019 “Kinship Term Generalization as a Cultural Pragmatic Strategy among Chinese Graduate Students.” Pragmatics and Society 10 (4): 613–38. Google Scholar logo with link to Google Scholar
Schwartz, Shalom H., Jan Cieciuch, Michele Vecchione, Eldad Davidov, Ronald Fischer, Constanze Beierlein, Alice Ramos, Markku Verkasalo, Jan-Erik Lönnqvist, Kursad Demirutku, Ozlem Dirilen-Gumus, and Mark Konty
2012 “Refining the Theory of Basic Individual Values.” Journal of Personality and Social Psychology 103 (4): 663–688. Google Scholar logo with link to Google Scholar
Sueda, Kiyoko
1998 “Chugokujin Gakusei to Nihonjin Gakusei no “Mentsu” no Gainen oyobi Komyunikeshon Sutoratejii ni kansuru Hikaku no Ichi Jirei Kenkyuu [A Quantitative Analysis of Differing Perceptions of Mien-tzu/Mentsu between Chinese and Japanese Students: A Case Study].” Japanese Journal of Social Psychology 13 (2): 103–111.Google Scholar logo with link to Google Scholar
Takiura, Masato
2013Nihongo wa Shitashisa o Tsutae Rareru ka [Can Japanese Language Communicate Closeness?]. Tokyo: Iwanami Shoten.Google Scholar logo with link to Google Scholar
Terkourafi, Marina, Benjamin Weissman, and Joseph Roy
2020 “Different Scalar Terms are Affected by Face Differently.” International Review of Pragmatics 12 (1): 1–43. Google Scholar logo with link to Google Scholar
Triandis, Harry C., Christopher McCusker, and C. Harry Hui
1990 “Multimethod Probes of Individualism and Collectivism.” Journal of Personality and Social Psychology 59 (5): 1006–1020. Google Scholar logo with link to Google Scholar
Wang, Jiayi, and Helen Spencer-Oatey
2015 “The Gains and Losses of Face in Ongoing Intercultural Interaction: A Case Study of Chinese Participant Perspectives.” Journal of Pragmatics 89: 50–65. Google Scholar logo with link to Google Scholar
Yabuuchi, Akio
2004 “Face in Chinese, Japanese, and U.S. American Cultures.” Journal of Asian Pacific Communication 14 (2): 261–297. Google Scholar logo with link to Google Scholar
Yuan, Zhoumin
2022 “Yanyu Jiaoyu Zhong de Guanxi Guanli Moxing: Bentu Yuyong Shijiao [Guanxi Management Model in Verbal Communication: An Indigenous Pragmatic Perspective].” Foreign Language Research 2: 1–7. Google Scholar logo with link to Google Scholar
Zhang, Xin-an, Qing Cao, and Nicholas Grigoriou
2011 “Consciousness of Social Face: The Development and Validation of a Scale Measuring Desire to Gain Face Versus Fear of Losing Face.” The Journal of Social Psychology 151 (2): 129–149. Google Scholar logo with link to Google Scholar
Zhou, Ling, and Shao-jie Zhang
2016 “Hanyu Wenhua Texing de Jiji Pingjia Mianzi yu Xiaoji Pingjia Mianzi Gainian Jiangou: Jiyu Shenfen Lilun de Shijiao [Constructing Positively-evaluated Face and Negatively-evaluated Face in Chinese Culture: An Identity Theory-based Approach].” Foreign Languages and Their Teaching 5: 41–49+145.Google Scholar logo with link to Google Scholar
2017 “How Face as a System of Value-Constructs Operates through the Interplay of Mianzi and Lian in Chinese: A Corpus-Based Study.” Language Sciences 64: 152–166. Google Scholar logo with link to Google Scholar
2018 “Reconstructing the Politeness Principle in Chinese: A Response to Gu’s Approach.” Intercultural Pragmatics 15 (5): 693–721. Google Scholar logo with link to Google Scholar

Appendix 1.Open-ended questionnaire

A survey about face-enhancement and face-threat

Thank you very much for your participation in this survey. This survey seeks to ascertain your opinion regarding face-enhancement and face-threat. It includes five face-enhancing and five face-threatening scenarios. It will take around ten minutes. We appreciate your support and collaboration. Your responses will significantly affect the findings of this poll. Please respond to the questions below based on your life experience and practical views. Your personal information will be handled in absolute confidence. If you would like to get the survey’s final analysis results, please give your email address.

Why do you think following scenarios are face-threatening? (Write ‘no’ if you think the scenario is not related to face)

1.

You and your friend registered for a test. You did not pass, but your friend passed.

2.

You asked your classmate for a loan of some money after becoming a working adult.

3.

You are the leader of a working group. Your team members did not finish the work you had assigned to them on time.

4.

You were publicly criticised by your manager during a staff meeting.

5.

Your close friend did not invite you to his/her wedding ceremony.

Why do you think following scenarios are face-enhancing? (Write ‘no’ if you think the scenario is not related to face)

6.

You and your friend registered for a test. You passed, but your friend did not pass.

7.

Your classmate asked you for a loan of some money after becoming a working adult.

8.

You are the leader of a working group. Your team members finished the work you had assigned to them on time

9.

You were publicly praised by your manager during a staff meeting.

10.

Your close friend invited you to his/her wedding ceremony.

Gender:__________

Age:__________

Occupation:__________

Education background:__________

Location:__________

E-mail (optional):__________

Appendix 2.Structured interview

  1. Please provide an example of a time when you felt your face was threatened.

  2. In last week’s survey, you identified the ‘borrowing money from a friend’ scenario as face-threatening due to a ‘lack of ability’. However, some interviewees said they felt threatened due to ‘bothering others’.

    Why did you choose a ‘lack of ability’ instead of ‘bothering others’ as the reason for face-threat?

  3. In last week’s survey, you identified the ‘being criticised by a superior’ scenario as face-threatening due to a ‘bad image’. However, some interviewees said they felt threatened due to ‘shame’.

    Why did you choose a ‘bad image’ instead of ‘shame’ as the reason for face-threat?

  4. Please provide an example of a time when you felt your face was enhanced.

  5. In last week’s survey, you identified the ‘being respected by an inferior’ scenario as face-enhancing due to ‘a higher social position’. However, some interviewees said they felt enhanced due to ‘the fulfilment of duty and obligation’.

    Why did you choose ‘a higher social position’ instead of ‘the fulfilment of duty and obligation’ as the reason for face-enhancement?

Address for correspondence

Ling Zhou

Northeast Normal University

No. 5268 Renmin Street

Changchun City, 130024

China

zhoul097@nenu.edu.cn

Biographical notes

Qi Xiao is a PhD candidate at the School of Foreign Languages, Northeast Normal University. Her research interests include contrastive pragmatics, especially between closely related linguacultures, such as Chinese and Japanese.

Ling Zhou is a full professor at the School of Foreign Languages, Northeast Normal University. Her research interests include pragmatics, cross-cultural pragmatics, and intercultural pragmatics, with a special focus on face and politeness in Chinese contexts.

 
Mobile Menu Logo with link to supplementary files background Layer 1 prag Twitter_Logo_Blue